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Bank of China

Helen Hardly made this Official Information request to Financial Markets Authority

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From: Helen Hardly

Dear Financial Markets Authority,

I would like to request all the documents you have received from Bank of China related to their obligations under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009. E.g. as per your website below

https://www.fma.govt.nz/compliance/amlcf...

Their written risk assessment, compliance program etc

I understand you may request the Bank to provided audit report, may I ask if you have ask the Bank of china to provide any report under the Act? Also has the Bank of china been issued any warnings or directions with regards to their responsibilities under the Act?

Who is the Bank of China’s compliance officer under the Act and can you share his/her contact details publicly?

Yours faithfully,

Helen Hardly

Link to this

From: FMA Customer Service
Financial Markets Authority


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Dear Helen Hardly 

Thank you for contacting the Financial Markets Authority (FMA).

Your enquiry has been referred to the appropriate department.

We aim to provide you with a response as soon as possible, however this
may take up to 20 working days once all the relevant information has been
received.

Yours sincerely

 Financial Markets Authority

 

Customer Service

T 0800 434 566      
E [Financial Markets Authority request email]
Level 5, Ernst & Young Building
2 Takutai Square, Britomart, Auckland, 1010
PO Box 106 672, Auckland [1]www.fma.govt.nz [2][IMG]   [3][IMG]  
1143​, New Zealand [4][IMG] [5][IMG]

 

 

 

 

 

 

 

 

 

This email is intended for the addressee(s) only. It may be confidential,
and subject to legal privilege, or a confidentiality order of the
Financial Markets Authority. If you are not the intended recipient it may
be unlawful for you to use any information in this email or to pass it on
to others. Please delete the email and any attachments, and notify the
sender by return email or telephone +64 4 472 9830. Thank you.

References

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1. file:///tmp/foiextract20210407-22780-1rq66d1#
2. https://www.linkedin.com/company/financi...
3. https://www.facebook.com/FinancialMarket...
4. https://twitter.com/fmamedia?lang=en
5. file:///tmp/foiextract20210407-22780-1rq66d1#

Link to this

From: Leanne Hubmann
Financial Markets Authority


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Dear Ms Hardly

 

We refer to your Official Information Act request made to the Financial
Markets Authority on 4 April 2021 via the FYI website relating to the Bank
of China’s obligations under the Anti-Money Laundering and Countering
Financing of Terrorism Act 2009.

 

I note that the Reserve Bank of New Zealand, rather than the Financial
Markets Authority, has the role of supervising banks to ensure they meet
obligations designed to help deter and detect money laundering and
terrorist financing.  For this reason I consider that the information you
request is more closely connected with the functions of the Reserve Bank. 
This being the case, pursuant to section 14 of the Official Information
Act, I have transferred your request to the Reserve Bank.

 

Kind regards

Natalie Muir

Manager, Governance

Financial Markets Authority

 

 

Leanne Hubmann Information and Research Coordinator

T 04 471 7667      
E [email address]
Level 2, 1 Grey Street, Wellington, 6011
PO Box 1179, [1]www.fma.govt.nz [2][IMG]   [3][IMG]  
Wellington 6140, [4][IMG] [5][IMG]

 

 

 

 

 

 

 

 

 

This email is intended for the addressee(s) only. It may be confidential,
and subject to legal privilege, or a confidentiality order of the
Financial Markets Authority. If you are not the intended recipient it may
be unlawful for you to use any information in this email or to pass it on
to others. Please delete the email and any attachments, and notify the
sender by return email or telephone +64 4 472 9830. Thank you.

References

Visible links
1. file:///tmp/foiextract20210408-22780-17sjgqy#
2. https://www.linkedin.com/company/financi...
3. https://www.facebook.com/FinancialMarket...
4. https://twitter.com/fmamedia?lang=en
5. file:///tmp/foiextract20210408-22780-17sjgqy#

Link to this

From: RBNZ Info


Attachment OIA21 022 Response to H Hardly.pdf
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Good morning Helen,

 

Please find attached our response to your official information request of
4 April 2021, which was transferred to the Reserve Bank on 7 April 2021.

 

Kind regards,

 

Tobias Vandenberg

Ministerial & OIA Adviser | Reserve Bank of New Zealand | Te Pūtea Matua

2 The Terrace, Wellington 6011 | P O Box 2498, Wellington 6140

DDI: + 64 4 474 8628

Email: [1][email address]  | [2]www.rbnz.govt.nz

 

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References

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1. mailto:[email address]
2. http://www.rbnz.govt.nz/

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