Documents re earthworks permit 3002060-LGAEWK
Sen McGlinn made this Official Information request to Far North District Council
The request was partially successful.
      From: Sen McGlinn
      
    
    Dear Far North District Council,
As regards the earthworks on 26, 28 and 22 Derrick Road, Kawakawa, performed by Mr. May as co-owner with Sharna Marie May of 26 Derrick Road, which include dumping fill on the downhill neighbouring properties:
Can Council confirm that a report on remediation work, prepared by Chester Engineers, has been received by Council?
Can Council provide us with a copy immediately? If not, will the report be attached to the property files for 26 and 28 Derrick Road, and when will this be done? This question was emailed previously to Carla Ditchfield on 1 August. She informed us in February that she was handling this case. She has not replied to any emails since April. Please inform us whether she is still handling this case.  
On August 20, Mr. May informed us verbally that he now has consent for “what he wants to do.” Has any consent, approval or go-ahead, formal or informal, been given by the District Council for earthworks on 26 Derrick Road, since Permit 3002060-LGAEWK issued 30 November 2022?
Has any order been issued by the Council requiring Mr. May to remove his unconsented earthworks on our property, at 28 Derrick Road, or to do anything else on 28 Derrick Road? Has an order to complete the works been issued?
What is the status of the abatement notice requiring that erosion and sediment controls be instated in compliance with EW-R13 of the Proposed District Plan? Is it still in force? Does it have penalties attached? Is there a deadline for work to start, or for work to end? Does this abatement notice issued to Mr. May in relation to his earthworks on 26 Derrick Road contain any mention of him removing the fill he has dumped on 28 and 22 Derrick Road?
We note that according to Council’s email of 7 December 2022, Mr. May was required to get approvals from us, as affected parties, by 27 January 2023. It is now October, but we have not yet received any request or plan for works from him. Our email reminders to him, to remove the fill from our property, go unanswered.
With reference to our previous Official information request: RFS 4151283, and the response from Erica Cooney, Solicitor, for the Far North District Council on April 21, 2023.
The information that Council has redacted or refused to provide under that LGOIMA request, is information that should have been available to us if, as required by the Earthworks Bylaw and the Local Government Act, we had been consulted as an affected party, and notified as an affected party under the RMA, and the permit documents had been made available for inspection on the work site, as required. We are asking for this information via a LGOIMA request because of Council’s failures in procedure. It is absurd for the FNDC to deny it on privacy grounds. Everything that we should have been informed of, if Council had followed proper procedures, should now be provided to us. We therefore request all the documents, without redaction.
Erica Cooney wrote: “Land disturbing activities taking place near or on the boundary require approval from neighbours. It’s the permit holder responsibility, not the Council, to seek such approvals.” 
Can Council confirm that it is Council’s responsibility to ascertain that the affected parties have given their approval, before issuing a permit?
Can Council acknowledge that it has failed in this respect? If so, which Council department or officer failed?
Why did the Council not require the applicant to provide a Chartered Professional Engineer Report before issuing the earthworks permit?
Erica Cooney wrote “D Rawiri is not an engineer, but rather a support officer who signed the documents on behalf of the *Haigh Workman engineer* approving the retrospective permit application.”
Our information, verbally but direct from Haigh Workman staff, is that no engineer working for them was involved in the earthworks permit application. Rather an individual who has access to a Haigh Workman vehicle and office facilities through a personal connection was employed freelance by the applicant, Mr. May. If this is true, there would be a conflict of interest: a person employed by the applicant to draw up an application is also working on behalf of Council to approve his client’s application. 
We point out that, if Council had followed correct procedures, we would have had access to the permit application without redaction, and we would know the name of the approving engineer. Therefore we would like to know:
- The name of the engineer who drew up the earthworks application
- The name of the engineer, said to be working on behalf of Haigh Workman, who approved the permit application that was signed by Donna Rawiri.  
- Does the Council have a contract with Haigh Workman by which it delegates its power to approve some of its permit applications? 
- Has Haigh Workman approved permit applications for the FNDC in the past? Was a tendering procedure involved in the delegation of powers?
- Has this individual approved permit applications for the FNDC in the past? 
- If so, is this covered by a contract? Was that contract awarded competitively? 
- If this individual has approved permit applications for the FNDC in the past, in what capacity was he functioning? For example as a Council consultant, as an employee of an engineering firm, or as a freelancer? 
- What qualifications does this individual have that are relevant to earthworks engineering? What steps did Council take to check that this individual is qualified to act on behalf of Council in this way.
- Do Council procedures allow one person to prepare a permit application, by drawing plans for work, and then approve his own plans on behalf of Council? Is there a standard procedure that this should not be allowed?
As regards our question 6, regarding the origin of the fill, and 6a, asking whether this fill came from Council earthworks, road works, slip removal or the like, Erica Cooney replied “Council does not hold this information.” This is not credible: either the fill comes from a Council work site, or it does not. Either there was a permit issued to remove the fill from its origin, or no permit was issued. Council is the permitting authority for an area that must include the origin of the fill. If it has no record of the applicant, as landowner or contractor, applying for an earthworks permit to remove material and transport it to 26 Derrick Road, then the answer to question 6 must be, “it came from unpermitted earthworks.” Therefore we are asking this question again: (a) was the fill from Council-related earthworks, (b) what information does Council now have regarding its origin, and (c) what steps has Council taken to discover its origin, since I asked this question 6 months ago?
Erica Cooney writes: “Council notes that it is currently investigating, and seeking the redress of, various non-compliance issues relating to the retrospective earthworks permit. These include spillage of fill onto neighbouring properties and affecting a stormwater overflow path nearby…”
What is the current state of this redress, as it concerns our property and the water issues?
Does the Council intend to inform us, and other affected parties, about this? If so, when?
To date, there has been neither communication nor action from Council, since April. 
On November 29, the day before the earthworks permit was issued by Donna Rawiri, the compliance officer sent her an email reminding her of the fill trespassing on 28 Derrick Road. On whose authority was this information removed from consideration when issuing the permit?
The Application Form that Erica Cooney enclosed, dated 22/11/2022, contains three factual errors. 
- that the volume of fill involved is 200m3. An estimated 137m3 of fill has been dumped on our land, and the volume on Mr. May’s property is much more, as a gully was filled in and the height of fill at the boundary is just short of 3 metres. 
- that the applicant tried to erect a silt fence on the northern and western boundary but was denied access. As regards our property on the western boundary, this is not true. First, we did not deny access and second, if the fence was to be erected on the western boundary, access through our property would not be needed. Instead, the applicant installed a paling fence close to the boundary, such that water, sediment and fill flow under the fence. Much later than this application, he asked us for permission for a silt fence, and presented a sketch which was technically inadequate, as it lacked elevations and construction details. But as of 22/11/2022, we had not been asked for access and we had not refused access. 
- the plan of works presented with the application shows, on the last page, a fill area that stops at the boundary, but when this application was submitted, the fill had already been dumped on our side of the boundary, and the person who drew the plan and approved the application on behalf of Council could not have overlooked this fact. Therefore this application was deliberately untruthful, hence our question about the qualifications of the person who drew it up and approved it. The plan shows a swale, which has not been installed, so that surface water flows at several places across the boundary and is scouring gullies on our side. Bearing in mind that this was a retrospective application, it was incorrect to show a swale that had not been installed and to date has not been installed. The stormwater soakage field also did not exist and has not been built. The plan is, to a significant degree, a fiction.
We believe we are entitled under the Privacy Act to require a local body holding information about an individual to make corrections to that information when requested. We request that our three corrections to the permit application should be permanently attached to the application, in such a way that nobody viewing the application could fail to notice that there were corrections to be taken into account. If Council had followed correct procedure when the application was received, we could have informed the Council of these errors at the time.
Yours faithfully,
Sen McGlinn
        From: Ask Us Team
        Far North District Council
      
    
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        From: Erica Cooney
        Far North District Council
      
    
    By email only: [1][FOI #24356 email]
 
Tēnā koe
 
Official information request: RFS 4177930
 
Thank you for your official information request to the Far North District
 Council (‘Council’). Your request has been referred to the relevant
 Council department for consideration in accordance with the provisions of
 the Local Government Official Information and Meetings Act 1987 (the
 ‘LGOIMA’).  A response will be provided to you as soon as reasonably
 practicable, and no later than 20 working days (as defined in the LGOIMA)
 after the day on which the request is received.
 
Please quote our reference RFS 4177930 for any further enquiries in
 relation to this request.
 
Thank you for your enquiry.
 
Ngā mihi,
Erica Cooney
   
 Erica Cooney    
 Legal Services Officer ‑ Legal Services
 P 6494015306  |  [2][email address]
 Te Kaunihera o Tai Tokerau ki te Raki  |  Far
 North District Council
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        From: Erica Cooney
        Far North District Council
      
    
    Sen McGlinn
By email only: [1][FOI #24356 email]
                  
 
Tēnā koe Mr McGlinn
 
Official information request: RFS 4177930
 
Thank you for your official information request to the Far North District
 Council (‘Council’) received on 9 October 2023. Your request has been
 considered in accordance with the provisions of the Local Government
 Official Information and Meetings Act 1987 (the ‘LGOIMA’) and the Privacy
 Act 2020 (the ‘PA’).
 
Please find your information request below with Council’s responses
 alongside in red;
 
·      As regards the earthworks on 26, 28 and 22 Derrick Road, Kawakawa,
 performed by Mr. May as co-owner with Sharna Marie May of 26 Derrick Road,
 which include dumping fill on the downhill neighbouring properties:
Can Council confirm that a report on remediation work, prepared by Chester
 Engineers, has been received by Council?  Yes.
 
·      Can Council provide us with a copy immediately? If not, will the
 report be attached to the property files for 26 and 28 Derrick Road, and
 when will this be done? Council has decided to refuse the information
 sought under section 17(d) of the LGOIMA – as it is expected that the
 information requested will soon be publicly available. Mr. May was
 directed to apply for Retrospective Resource Consent (‘RC’), which would
 include the relevant information as part of the application.
 
·      This question was emailed previously to Carla Ditchfield on 1
 August. She informed us in February that she was handling this case. She
 has not replied to any emails since April. Please inform us whether she is
 still handling this case. It is noted that Ms Ditchfield, Manager - Legal
 Services, in her email of 24 February 2023 did not advise that she was
 “handling this case”.  Ms Ditchfield is not “handling this case”. It is
 currently being managed by Council’s Monitoring Team.
 
·      On August 20, Mr. May informed us verbally that he now has consent
 for “what he wants to do.” Has any consent, approval or go-ahead, formal
 or informal, been given by the District Council for earthworks on 26
 Derrick Road, since Permit 3002060-LGAEWK issued 30 November 2022? Council
 is aware that Mr May was granted a Retrospective RC from Northland
 Regional Council (‘NRC’). As noted above, Mr May is still required to
 legalise some of the earthworks (as the volume exceeded the permitted
 limits of the earthworks permit 3002062-LGAEWK.) We are waiting for his
 retrospective RC application.
 
·      Has any order been issued by the Council requiring Mr. May to
 remove his unconsented earthworks on our property, at 28 Derrick Road, or
 to do anything else on 28 Derrick Road? Has an order to complete the works
 been issued? As you are aware, Council notified Mr. May regarding several
 non-conformities with his 3002062-LGAEWK, namely in relation to erosion
 and sediment controls. Mr May is currently working on this request.
 
·      What is the status of the abatement notice requiring that erosion
 and sediment controls be instated in compliance with EW-R13 of the
 Proposed District Plan? Is it still in force? The Abatement Notice is
 still in force and is limited to erosion and sediment control issues. Does
 it have penalties attached? Yes, there are penalties attached, however
 Council has not issued an Infringement Notice. Is there a deadline for
 work to start, or for work to end? No, as noted above, Mr May is currently
 working on this request. Does this abatement notice issued to Mr. May in
 relation to his earthworks on 26 Derrick Road contain any mention of him
 removing the fill he has dumped on 28 and 22 Derrick Road? As noted below,
 the fill located on your land is a civil matter.
 
·      We note that according to Council’s email of 7 December 2022, Mr.
 May was required to get approvals from us, as affected parties, by 27
 January 2023. It is now October, but we have not yet received any request
 or plan for works from him. Our email reminders to him, to remove the fill
 from our property, go unanswered. As you have been previously informed,
 the encroachment of fill onto your land is a civil matter. Ms Ditchfield
 stated in her email to you of 24 February 2023 “You have the right to seek
 your own recourse with regard to any effect the works have had on your
 land, in doing so we strongly recommend that you seek independent legal
 advice. […] Any action that the Council takes in its regulatory function
 does not prevent you, an aggrieved landowner, from taking action in
 response to the earthworks by your neighbour as you see fit,
 independently, with independent legal counsel.”
 
·      With reference to our previous Official information request: RFS
 4151283, and the response from Erica Cooney, Solicitor, for the Far North
 District Council on April 21, 2023.
The information that Council has redacted or refused to provide under that
 LGOIMA request, is information that should have been available to us if,
 as required by the Earthworks Bylaw and the Local Government Act, we had
 been consulted as an affected party, and notified as an affected party
 under the RMA, and the permit documents had been made available for
 inspection on the work site, as required. We are asking for this
 information via a LGOIMA request because of Council’s failures in
 procedure. It is absurd for the FNDC to deny it on privacy grounds.
 Everything that we should have been informed of, if Council had followed
 proper procedures, should now be provided to us. We therefore request all
 the documents, without redaction.  Please refer to Council’s response
 under Request for Service (‘RFS’) 4151283, which remains valid.
 
·      Erica Cooney wrote: “Land disturbing activities taking place near
 or on the boundary require approval from neighbours. It’s the permit
 holder responsibility, not the Council, to seek such approvals.”
Can Council confirm that it is Council’s responsibility to ascertain that
 the affected parties have given their approval, before issuing a permit?
 As earlier advised, it is the permit holder’s responsibility, not the
 Council, to seek such approvals. Please refer to Condition 1 of Permit
 3002062-LGAEWK previously provided.
Can Council acknowledge that it has failed in this respect? If so, which
 Council department or officer failed? Please see above.
 
·      Why did the Council not require the applicant to provide a
 Chartered Professional Engineer Report before issuing the earthworks
 permit? This is not a requirement as part of lodgement. If the processing
 engineer (Haigh Workman) require this, we would go back to the applicant
 and request further documentation.
 
·      Erica Cooney wrote “D Rawiri is not an engineer, but rather a
 support officer who signed the documents on behalf of the *Haigh Workman
 engineer* approving the retrospective permit application.”
Our information, verbally but direct from Haigh Workman staff, is that no
 engineer working for them was involved in the earthworks permit
 application. Rather an individual who has access to a Haigh Workman
 vehicle and office facilities through a personal connection was employed
 freelance by the applicant, Mr. May. If this is true, there would be a
 conflict of interest: a person employed by the applicant to draw up an
 application is also working on behalf of Council to approve his client’s
 application.
We point out that, if Council had followed correct procedures, we would
 have had access to the permit application without redaction, and we would
 know the name of the approving engineer. Therefore we would like to know:
 
- The name of the engineer who drew up the earthworks application The
 earthworks application appears to have been prepared by the applicant - Mr
 May.
 
- The name of the engineer, said to be working on behalf of Haigh Workman,
 who approved the permit application that was signed by Donna Rawiri. Mr
 Rex Shand.
 
- Does the Council have a contract with Haigh Workman by which it
 delegates its power to approve some of its permit applications? Yes.
 
- Has Haigh Workman approved permit applications for the FNDC in the past?
 Yes. Was a tendering procedure involved in the delegation of powers? No,
 as it is not a procurement.
 
- Has this individual approved permit applications for the FNDC in the
 past? Yes.
 
- If so, is this covered by a contract? Was that contract awarded
 competitively? Please refer below - Mr Shand is an employee of Haigh
 Workman Ltd.
 
- If this individual has approved permit applications for the FNDC in the
 past, in what capacity was he functioning? For example as a Council
 consultant, as an employee of an engineering firm, or as a freelancer? As
 noted above, Mr Shand is an employee of Haigh Workman Ltd., Council’s
 consultant engineers.
 
- What qualifications does this individual have that are relevant to
 earthworks engineering? This query concerns personal employment matters.
 Council has therefore decided that to protect Mr Shand’s privacy this part
 of your request must be refused under section 7(2)(a) of the LGOIMA.
 Further, Council is mindful of the constraints imposed by the PA and
 considers that the request does not fit within the exceptions that would
 allow for such personal information to be made available, even if it were
 held by Council. (Please refer to the PA, section 22 Information Privacy
 Principle (IPP)11). So, to the extent that the PA applies, Council also
 relies upon the withholding ground in section 17(c)(i) of the LGOIMA. This
 ground provides that a request may be refused if the making available of
 the request would be contrary to a specified enactment, (in this case, the
 PA).
 
The decision to withhold information under section 7 of the LGOIMA
 is subject to a ‘public interest test’. In addressing this point,
 Council believes that in the circumstances, there is no public
 interest in releasing this information that would outweigh the need
 to withhold it.
 
- What steps did Council take to check that this individual is qualified
 to act on behalf of Council in this way. The contract Council has with
 Haigh Workman requires that suitably qualified persons perform the
 contracted work. Haigh Workman is legally obligated to ensure that this
 requirement is met.
 
- Do Council procedures allow one person to prepare a permit application,
 by drawing plans for work, and then approve his own plans on behalf of
 Council? Is there a standard procedure that this should not be allowed?
 No, Council’s procedures would not and do not allow for what would clearly
 be a conflict of interest.
 
·      As regards our question 6, regarding the origin of the fill, and
 6a, asking whether this fill came from Council earthworks, road works,
 slip removal or the like, Erica Cooney replied “Council does not hold this
 information.” This is not credible: either the fill comes from a Council
 work site, or it does not. Either there was a permit issued to remove the
 fill from its origin, or no permit was issued. Council is the permitting
 authority for an area that must include the origin of the fill. If it has
 no record of the applicant, as landowner or contractor, applying for an
 earthworks permit to remove material and transport it to 26 Derrick Road,
 then the answer to question 6 must be, “it came from unpermitted
 earthworks.” Therefore we are asking this question again: (a) was the fill
 from Council-related earthworks, (b) what information does Council now
 have regarding its origin, and (c) what steps has Council taken to
 discover its origin, since I asked this question 6 months ago? Please
 refer to Council response in relation to Question 6a of RFS 4151283, which
 remains valid. That is, Council does not hold this information and
 therefore this query must be refused in reliance on section 17(g) of the
 LGOIMA – that the information requested is not held by the local
 authority. Council has not taken any further steps to discover the fill’s
 origin since the question was posed in RFS 4151283.
 
·      Erica Cooney writes: “Council notes that it is currently
 investigating, and seeking the redress of, various non-compliance issues
 relating to the retrospective earthworks permit. These include spillage of
 fill onto neighbouring properties and affecting a stormwater overflow path
 nearby…”
What is the current state of this redress, as it concerns our property and
 the water issues? As above, Mr May is still required to legalise some of
 the earthworks (as the volume exceeded the permitted limits of the
 earthworks permit 3002062-LGAEWK.) We are waiting for his retrospective RC
 application.
Does the Council intend to inform us, and other affected parties, about
 this? If so, when? I understand that the Monitoring Team has been in
 contact with you very recently about this matter.
To date, there has been neither communication nor action from Council,
 since April.
 
·      On November 29, the day before the earthworks permit was issued by
 Donna Rawiri, the compliance officer sent her an email reminding her of
 the fill trespassing on 28 Derrick Road. On whose authority was this
 information removed from consideration when issuing the permit? Council
 does not hold this information and therefore this query must also be
 refused under section 17(g) of the LGOIMA.
 
·      The Application Form that Erica Cooney enclosed, dated 22/11/2022,
 contains three factual errors.
- that the volume of fill involved is 200m3. An estimated 137m3 of fill
 has been dumped on our land, and the volume on Mr. May’s property is much
 more, as a gully was filled in and the height of fill at the boundary is
 just short of 3 metres.
- that the applicant tried to erect a silt fence on the northern and
 western boundary but was denied access. As regards our property on the
 western boundary, this is not true. First, we did not deny access and
 second, if the fence was to be erected on the western boundary, access
 through our property would not be needed. Instead, the applicant installed
 a paling fence close to the boundary, such that water, sediment and fill
 flow under the fence. Much later than this application, he asked us for
 permission for a silt fence, and presented a sketch which was technically
 inadequate, as it lacked elevations and construction details. But as of
 22/11/2022, we had not been asked for access and we had not refused
 access.
- the plan of works presented with the application shows, on the last
 page, a fill area that stops at the boundary, but when this application
 was submitted, the fill had already been dumped on our side of the
 boundary, and the person who drew the plan and approved the application on
 behalf of Council could not have overlooked this fact. Therefore this
 application was deliberately untruthful, hence our question about the
 qualifications of the person who drew it up and approved it. The plan
 shows a swale, which has not been installed, so that surface water flows
 at several places across the boundary and is scouring gullies on our side.
 Bearing in mind that this was a retrospective application, it was
 incorrect to show a swale that had not been installed and to date has not
 been installed. The stormwater soakage field also did not exist and has
 not been built. The plan is, to a significant degree, a fiction.
We believe we are entitled under the Privacy Act to require a local body
 holding information about an individual to make corrections to that
 information when requested. We request that our three corrections to the
 permit application should be permanently attached to the application, in
 such a way that nobody viewing the application could fail to notice that
 there were corrections to be taken into account. If Council had followed
 correct procedure when the application was received, we could have
 informed the Council of these errors at the time.” As IPP7 section 22 of
 the PA does not apply to your request, Council is not permitted to add
 your ‘corrections’ to a third party’s information. Your respective
 comments have been saved on your RFSs.
 
You have the right to seek a review of this decision by the Ombudsman if
 you so choose. Information about how to make a complaint is available at
 [2]www.ombudsman.parliament.nz or Freephone 0800 802 602.
You also have the right to make a complaint about the decision to the
 Privacy Commissioner. Information is available at
  [3][email address]  or Freephone 0800 803 909 (Monday to
 Friday, 10:00am to 3:00pm).
 
Thank you for your enquiry.
 
Nāku noa, nā
 
Erica Cooney
 
 Erica Cooney    
 Legal Services Officer ‑ Legal Services
 P 6494015306  |  [4][email address]
 Te Kaunihera o Tai Tokerau ki te Raki  |  Far
 North District Council
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