This is an HTML version of an attachment to the Official Information request 'Mandatory vaccinations announcement 11 Oct 2021'.

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Act 
Information 
Official 
the 
under 
Released 

Decisions on mandatory vaccination for education workforce (and consideration of
exemptions (and protections) for those who can’t get vaccinated due to health conditions)
Testing requirements and regime for early learning and schools ahead of 18 October
return in Auckland (high level requirements will be signposted in the Alert level paper as
well)
I think the tertiary settings can be picked up through traffic lights and vaccine certificates
advice – but would be good to know if you think anything needs to be done as part of this
paper.
Your email below covers the direction of travel but Minister Hipkins is looking for advice on
implications and any risks/issues and how to operationalise. Requirements for vaccination for
Education workforce should not get ahead of (but could go alongside) decisions on health
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workforce.
 
You understand that we need to separate out some of the advice below about what relates
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specifically to Auckland and stepping down restrictions at AL3 and what would be for the whole
country. Key points in relation to this include:
Bullet 1 - Early learning centres in Auckland and across New Zealand are already open
(some may still be closed at AL3 but most won’t be) therefore first bullet needs to be
turned into regular testing regime (for not fully vaccinated) put in place for AL3 areas at a
minimum
Bullet 4 limiting bubbles until vaccination increased – can only relate to Auckland.
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Everywhere else all children are back.
Schools Bullet 1 – Schools have already been open for essential workers in Auckland and
everyone outside of Auckland. Possible to require a PCR test before going back after
holidays in Auckland, but would suggest this plus ongoing testing regime for those who
are not fully vaccinated. Testing may need to be prioritised for Auckland first, with a
longer lead in for other areas if Ministers want to go beyond L3 areas.
Official 
From my perspective, the Education advice needs to cover:
the 
For vaccination, advice and implications by early learning type (Home-based, Maori medium,
Parent led), and school type (kura) and potential workforce shortages.
Vaccination – high level operationalisation and feasibility. Processes for redeployment etc.
What will schools and early learning need to know when this announced? What needs to be
decided now, what can follow and have more engagement on final details?
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Testing – feasibility for operationalising, what will early learning services and schools need and
how will we know it has been done? What needs to be decided now, what can follow and
have more engagement on final details?
Who is covered by education workforce? My understanding is we are talking about all staff in
early learning and compulsory. But will need to be clear about this and rationale.
It will also be important to keep closer to broader work on mandatory vaccination being led by
MBIE. I understand that 9(2)(a)
 group is leading but I have not tracked down specific
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contact yet.
 
Thanks
9(2)(a)
 
 
9(2)(a)


Advisor
Policy Advisory Group
Department of the Prime Minister and Cabinet
 
P    9(2)(a)
M   
E    9(2)(a)
@dpmc.govt.nz
 
 
The information contained in this email message is for the attention of the
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intended recipient only and is not necessarily the official view or
communication of the Department of the Prime Minister and Cabinet. If you
are not the intended recipient you must not disclose, copy or distribute this
message or the information in it. If you have received this message in error,
please destroy the email and notify the sender immediately.
Act 
 
 
 
 
From: 9(2)(a)
@parliament.govt.nz> 
Sent: Tuesday, 5 October 2021 10:42 am
To: Iona Holsted <[email address]>; Sean Teddy
<[email address]>; Helen Hurst <[email address]>; 9(2)(a)
Information 
9(2)(a)
@dpmc.govt.nz>
Cc: 9(2)(a)
@parliament.govt.nz>; 9(2)(a)
9(2)(a)
@parliament.govt.nz>; 9(2)(a)
@parliament.govt.nz>; 9(2)(a)
9(2)(a)
@parliament.govt.nz>; 9(2)(a)
@parliament.govt.nz>;
9(2)(a)
@parliament.govt.nz>; 9(2)(a)
Official 
9(2)(a)
@parliament.govt.nz>; 9(2)(a)
@parliament.govt.nz>
Subject: Education - COVID settings
 
the 
Here are some thoughts from the Minister on how we move forward around COVID-19 and
education settings:
 
Early childhood education:
 
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·       All centre staff required to have a negative PCR test before centre can re-open
·       ECE staff required to have first dose of the vaccine by mid-November, and fully
vaccinated by 1 Jan
·       Any staff who are not vaccinated must undergo a weekly PCR test until they are
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vaccinated
·       Until then, group sizes limited to 10 children. Once all ECE staff in a centre are
vaccinated, they can increase group size to 20
·       All visitors to ECE centres, including parents, must wear face coverings. Where possible,
drop-off and pick-up should be done outdoors
 

Schools:
 
·       All school staff required to have a negative PCR test before school can re-open
·       All teachers and staff who interact with students required to have first dose of the
vaccine by mid-November, and fully vaccinated by 1 Jan
·       Any staff who are not vaccinated must undergo a weekly PCR test until they are
vaccinated
·       All visitors to schools, including parents, must wear face coverings. Where possible, 1982
drop-off and pick-up should be done outdoors
·       Face coverings required in all secondary schools, and for students aged 12+ in other
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school settings. Schools with a 90+ percent vaccination rate amongst staff and students
will be exempt from the face covering requirement.
·       Schools will be required to keep a vaccination register (as they do now). Any students
not producing evidence of vaccination will be counted as unvaccinated.
 
Tertiary education:
 
Information 
·       Face coverings to be worn in all indoor settings until the overall population in the
provider’s region has a 90% vaccination rate
·       Once vaccine certificate is available, all students attending a class with more than 50
people will be required to show it on entry. Any unvaccinated will be confined to remote
Official 
participation.
 
 
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Sent with BlackBerry Work
(www.blackberry.com)
 
 
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Document 2
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In Confidence  
Office of the Minister of Education 
Cabinet  
Education System Vaccination and Testing Requirements 
Proposal 
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This paper seeks agreement to mandatory vaccination for the education 
workforce and testing requirements while vaccination levels are increasing. 
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Relation to government priorities 

The proposals in this paper support the Government’s response to the 
COVID-19 pandemic. 
Executive Summary 

COVID-19 vaccines are an important part of the New Zealand’s COVID-19 
response. They will protect an individual from more serious illness if they 
contract COVID-19, help prevent people from becoming infected, and/or 
Information 
reduce COVID-19 transmission. Since the start of this outbreak in August, 
vaccination rates have increased across the country, but particularly in 
Auckland. 

The Government has developed the three-stage roadmap that gradually 
eases COVID-19 restrictions in Auckland. This may enable children, students, 
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and educators to physically return to their places of learning sooner.  

Everyone being able to attend onsite will benefit children and young people. 
the 
Face-to-face teaching and learning works best for most learners, especially 
those that find it difficult to engage in their education over lockdowns. This will 
also benefit learners that are digitally and economically disadvantaged, some 
of whom have found lockdown conditions particularly challenging.  
under 

At this stage, children under the age of 12 are not eligible to be vaccinated. 
Young people between the ages of 12 and 18 were amongst the last group of 
New Zealanders to become eligible for the vaccination at the beginning of 
September, and are less likely to be vaccinated than adults. To increase the 
protections for children and young people, I am proposing to make 
vaccination mandatory for the education workforce that works with children 
and young people. 
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I propose the following requirements for the whole of New Zealand: 
7.1 
Employees of education services and workers who may have contact 
with children and students when delivering an education service will be 
required to receive their first dose of the COVID-19 vaccine by 15 
November and be fully vaccinated by 1 January 2022. This includes 

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home based educators and any other adult or young person over the 
age of 12 who lives in a home where homebased education and care is 
delivered. 
7.2 
From 1 January 2022, education services must only allow fully 
vaccinated employees and workers who may have contact with 
children and students, to deliver a service.  
7.3 
From 1 January 2022, education services must, during opening hours, 
only allow those who are fully vaccinated to provide a service onsite or 
in a home, including those providing volunteer services, Initial Teacher 
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Education students on practicum, learning support specialists and 
education advisors.  
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7.4 
Education services will be required to maintain an up-to-date register 
with the vaccine status for all staff and, for secondary schools, eligible 
students (fully, partially, exempt or no information provided). This 
information will be sought once schools restart, and is expected to be 
collected within two weeks. 

A large number of the education workforce will already be partially or fully 
vaccinated from COVID-19. To manage the risk while the remainder are being 
vaccinated, I am introducing the following requirements for Auckland and any 
Information 
other Alert Level 3 areas: 
8.1 
weekly testing of education service staff or other people within the 
definitions above who are not fully vaccinated; and  
8.2 
individual school staff will be required to return a negative COVID-19 
Official 
result ahead of physically returning to a school, and early learning staff 
will be required to do so by 26 October. 
the 

The following decisions will be made through the companion paper on alert 
level change paper, but are included here for completeness: 
9.1 
All visitors to education services, including parents, must wear face 
coverings.  
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9.2 
In Alert Level 3 areas face coverings are currently required to be worn 
in all registered schools that provide secondary education.  However, I 
propose that schools with a 90 percent or higher vaccination rate 
amongst staff and students be exempt from this face covering 
requirement. 
9.3 
face coverings will be required on school transport for year 9 to 13 
Released students (school transport services are currently exempt from public 
transport face covering requirements) 
9.4 
time outdoors for students and staff will be maximised, including breaks, 
lunch, before and after school (unless the weather does not allow), and 
rooms will be aired during breaks; 

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9.5 
exercising and singing will take place outdoors; 
9.6 
groups meeting indoors, including assemblies or staff meetings, will be 
avoided; 
9.7 
exams will go ahead, but physical distancing will be maximised within 
the space available, with a minimum of 1.5m between desks; and 
9.8 
schools or early learning services near suburbs and clusters of concern 
will be closed if required. 
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10 
In this paper, education service refers to all early childhood services, including 
homebased education and care services, but excludes playgroups, and to all 
schools including Māori Medium and private schools, but excludes tertiary 
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education organisations. 
11 
The situation for tertiary education is different. This sector has a very different 
student population, who are generally eligible for vaccination, and online and 
distance is provision is already extensively used, alongside face-to-face 
provision. In addition, as with early childhood education, services are already 
able to operate with some restrictions and do not follow a shared term start 
date, so there is not the same urgency to provide clarity.  
12 
I will be taking further advice on how to manage vaccination and testing in the 
Information 
tertiary sector, and intend that these arrangements be aligned with the wider 
work on vaccinations in employment, CVCs and the traffic light framework. 
Officials will also be considering any impacts on secondary-tertiary transitions 
as part of this work.   
Official 
13 
To implement the proposals in this paper, an order or orders under the 
COVID-19 Public Health Response Act will be required. Further consultation 
with Parliamentary Counsel and the Crown Law Office, the Ministry of Health 
the 
will be required. Further work will be undertaken to determine any appropriate 
exemptions that will be granted after 1 January 2022, when full vaccination 
will be required. Those who will not be fully vaccinated by this date, will not be 
able provide teaching or any other services to children and students face-to-
face. 
under 
Background 
14 
Two months of Alert level 3 and 4 in the Auckland region have helped contain 
the Delta outbreak geographically and bought  time to ramp up our 
vaccinations rates. Now 85 percent of Aucklanders have received one dose 
and 56 percent are fully vaccinated.  
Released 
15 
Vaccines have proven effective in combating COVID-19, with modelling 
showing that our current cases are 50 percent lower than what they could 
have been had we not had vaccines. The success of vaccines in combatting 
COVID-19 means we have more options available to us. We are now in a 
place where we can transition from only using heavy restrictions, like those 

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required under Alert Levels 3 and 4, to where we use vaccines alongside 
every day public health measures to combat and contain the virus.  
16 
In light of these developments, the Auckland region is currently being 
transitioned out of current restrictions carefully, with regular check-ins before 
stepping down a further stage. Alongside this paper, Ministers are considering 
when schools in the Auckland region and other Alert Level 3 areas will be able 
to open again and any changes to the operation of early learning services.  
Analysis  
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17 
There is a strong public health rationale for making it mandatory for the 
education workforce to be vaccinated. COVID-19 vaccines protect an 
individual from more serious illness if they contract COVID-19, help prevent 
Act 
people from becoming infected, and/or reduce COVID-19 transmission. 
18 
At this stage, children under the age of 12 are not eligible to be vaccinated. 
Young people between the ages of 12 and 18 were amongst the last group of 
New Zealanders to become eligible for the vaccination at the beginning of 
September, and are less likely to be vaccinated than adults. By making it 
mandatory for the education workforce to be vaccinated, we will be increasing 
the protections for children and young people who cannot.  
Information 
19 
Increasing the vaccination rates in schools may also enable schools to remain 
open if there has been a case, and for reduced public health control measures 
to be in place. Returning to places of learning will be beneficial to children and 
students in Auckland and will help facilitate good educational outcomes. 
International evidence shows that many students made little or no progress 
while learning from home during lockdowns. In New Zealand, whilst individual 
Official 
experiences of learners vary greatly, initial Ministry of Education data 
suggests that negative learning impacts may not be as widespread as 
expected.  
the 
20 
It is possible that lockdowns in New Zealand have not been long enough to 
see negative achievement impacts. We have heard that staying engaged in 
education over lockdowns can be difficult for many students, particularly 
digitally and economically disadvantaged children and students. 
under 
21 
Creating a safe pathway back to education for learners will differ by 
community and the learners who attend different education providers. For 
example, schools and early learning services which have significant 
proportions of their roles from communities with lower vaccination uptake 
rates or where students and their families are vulnerable to COVID-19 as a 
result of their underlying health status. There is also likely to be a regional 
variance, with lower vaccination uptake rates in rural communities in 
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particular. 
22 
In the early learning sector, Kōhanga Reo have been particularly careful about 
re-opening in response to changes in alert levels as they are conscious of the 
health risks for kōhanga whanau arising out of COVID-19, particularly given 
the lower vaccination rates among Māori. In the current resurgence, many 

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kōhanga have chosen not to open at all in Alert Level 3, and the Kōhanga 
National Trust have indicated that getting kōhanga whanau vaccinated is its 
highest priority. Other early learning services that work with more vulnerable 
communities, for example, puna reo or Pacific Language services, may have 
similar reticence. 
23 
Māori and Pacific learners and whānau have reported mixed schooling 
experiences of COVID-19 lockdowns. In particular, some learners struggled to 
access on-line and distance learning, became disengaged from education and 
have been slower to return to education services than other learners. These 
circumstances underscore the importance of re-opening education services 1982
and supporting Māori and Pacific learners to re-engage with confidence.  
24 
It is likely that some parents may be reluctant to return their children to face to 
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face learning if they are anxious that their children may be exposed to the 
Delta variant while at school, particularly where that child or young person is 
unable to be vaccinated themselves and in Auckland. After the Auckland 
August 2020 lockdown, Pacific and Māori children were the slowest to return 
to regular attendance. There is, therefore, potential for a more rapid return to 
regular attendance at school if students and their whānau are more 
comfortable that the adults around them are vaccinated.  
National requirements  
Information 
25 
Being vaccinated is one of our greatest protections against COVID-19 and the 
best way to protect children and students who cannot be vaccinated is to 
vaccinate the adults around them. This is a proportionate response and so I 
propose that: 
Official 
25.1  Employees of education services and workers who may have contact 
with children and students when delivering an education service will be 
required to receive their first dose of the COVID-19 vaccine by 15 
the 
November and be fully vaccinated by 1 January 2022. This includes 
teacher aides, administration staff, maintenance staff, OSCAR 
providers etc. This also includes home based educators and any other 
adult or young person over the age of 12 who lives in a home where 
homebased education and care is delivered. 
under 
25.2  From 1 January 2022, education services must only allow fully 
vaccinated employees and workers who may have contact with 
children and students, to deliver a service.  
25.3  From 1 January 2022, education services must, during opening hours, 
only allow those who are fully vaccinated to provide a service onsite or 
in a home, including those providing volunteer services, Initial Teacher 
Released Education students on practicum, learning support specialists and 
education advisors.  
26 
Additionally, I propose that education services be required to maintain an up-
to-date register with the vaccine status for all staff and, for secondary schools, 
eligible students (fully, partially, exempt or no information provided). This 

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information will be sought once schools restart, and is expected to be 
collected within two weeks. 
27 
Having such a register will enable schools and early learning service to know 
the vaccination status of their staff and relevant students in the case of an 
outbreak and to respond accordingly. It was also be of use to schools and 
early learning services as of 1 January 2022 when they will be required to 
only allow fully vaccinated employees and works who may have contact with 
children and students, to deliver a service. 
28 
Officials will explore options for how schools and early learning services can 1982
best manage this requirement, with a preference for low-compliance options 
such as retaining records locally.  
Act 
Additional Auckland specific requirements  
29 
A large number of the education workforce will already be partially or fully 
vaccinated from COVID-19. To manage the risk while the remainder are being 
vaccinated, I am introducing the following requirements for Auckland and any 
other Alert Level 3 areas: 
29.1  weekly testing of education service staff or other people within the 
definitions above who are not fully vaccinated; and  
Information 
29.2  individual school staff will be required to return a negative COVID-19 
result ahead of physically returning to a school. A similar requirement 
will not apply to early learning services, as these are already operating. 
30 
Our approach is in line with other jurisdictions that have adopted mandatory 
Official 
COVID-19 vaccinations in education settings such as Washington, New York, 
and Victoria. Washington for example, requires all teachers and school 
personnel including, sports coaches, bus drivers and volunteers to be fully 
the 
vaccinated as a condition of their employment.  
31 
Testing regimes are also seen in other jurisdictions such as Israel, which 
requires unvaccinated teachers to be tested twice weekly and to show a 
negative test before being allowed entry into educational facilities or to take 
under 
part in in-person teaching. 
Implementation  
32 
The schooling and early childhood workforce is large and diverse, with around 
55,000 teachers and 41,000 specialist and support staff working in schools 
and kura, and 30,000 teachers working in early childhood settings, alongside 
non-teaching early learning support staff, and staff in school hostels. 
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Education occurs in a wide variety of settings, from early childhood centres, 
kōhanga reo, schools and kura, to community facilities, and in homes.  
33 
This workforce is employed by a diverse range of employers, including school 
boards, community groups, large corporates and small businesses.   

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34 
The shift to mandatory vaccination with an associated testing regime will be a 
significant change in employment settings for education sector workers. The 
new minimum standard around vaccination and testing exceed the current 
expectations of employers under their current health and safety policies and 
COVID-19 response plans.   
35 
I am aware that there have been stronger calls from the sector for mandated 
vaccinations.  
36 
The Ministry of Education will work closely with providers and the workforce to 
support them through these changes and give practical guidance on how to 1982
implement them, including scoping of the different education settings, and 
requirements of those who enter education sites for a range of reasons, 
including visitors, property maintenance and construction, emergency 
Act 
services, as well as requirements for staff in school hostels. 
37 
It is noted that implementation of vaccinations and testing regimes may be 
particularly challenging in some rural or isolated communities and settings, 
which may have further impact on Māori education providers and ākonga. 
Consideration could be given for either exemptions from the Director General 
for Health to allow these communities to continue operation if they cannot 
meet the timeline for implementation, or to seek additional supports from iwi 
and health to work with impacted communities to meet vaccination and testing 
Information 
requirements.  
38 
As part of a package of initiatives focused on promoting and supporting 
vaccination amongst the education workforce, work is underway to connect 
with Māori communities by using social media and other channels to promote 
vaccination.  The Ministry is producing products aimed at whānau Māori and 
Official 
Māori medium communities, which would feature Māori education and iwi 
leaders, and other high profile individuals, including rangatahi and kapa haka 
leaders who have influence with hapu and iwi. Messages will focus on 
the 
empowerment, whakapapa and houora and will reflect the korero that is 
already occurring in communities.   
39 
We will work closely with the Ministry of Health to co-ordinate on this, and to 
identify areas where greatest uptake is needed.  We will work to connect with 
under 
events such as Super Saturday and Vaxathon. 
40 
In addition the Ministry are hosting a series of webinars for teachers across 
the motu, to engage with a well known expert to discuss the science behind 
vaccinations. These will start from the last week of the school holidays and 
will run for as long as there is demand.  
41 
In situations where a person cannot be vaccinated, or chooses not to do so, 
Released 
employment law applies in determining their outcomes. Options such as 
leave, changes to work arrangements or redeployment can be considered. In 
some cases, this could result in the ending of employment, either by mutual 
agreement, or by an employer. This is consistent with the approach that 
applies to workers at the border and in MIQ facilities.  

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42 
The requirements of an employer who is seeking to enforce the requirements 
of the Order remain unchanged under the Employment Relations Act 2000 in 
the pandemic environment. In essence, this means that decisions must be fair 
and reasonable, and the employer must run a fair process before deciding to 
terminate an employee’s employment, including giving an employee an 
opportunity to comment before the employer makes any decisions. The 
Ministry  will not prescribe the process for employers and employees to have 
these conversations as it is for the parties themselves to choose the course of 
action appropriate to their individual circumstances.  
43 
It is not yet clear if compensation for the ending of employment due to 
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requirements of a COVID-19 Order will be required. This was recently tested 
before the Employment Relations Authority which found in favour of the 
employer, in part because of the robust approach the employer had taken to 
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assessing the health and safety risks involved, and the process taken to seek 
to identify alternatives to dismissal. However, this remains a largely untested 
area of law, and there is the possibility that it will be determined that 
compensation for severance of employment should apply, in which case the 
costs may be significant. 
44 
The Ministry of Education will work with all early learning peak bodies, 
kōhanga reo and schooling peak bodies, including the Kōhanga Reo National 
Trust Board and New Zealand School Trustees Association (NZSTA) and to 
Information 
support education providers as they make employment decisions relating to 
those who refuse to get vaccinated.  
45 
The  size  and  nature  of  the  education  workforce  and  the  high  level  of  public 
interest  mean  the  implementation  of  these  proposals  will  be  complex  and 
require careful consideration and support. Accordingly, the Ministry and NZSTA 
Official 
will provide detailed advice to education services and workers to help them to 
understand their roles and responsibilities.  
the 
46 
Initially it is likely to be challenging for education providers to understand and 
implement the revised requirements. The changes are likely to be disruptive 
and compliance may be slow initially but will build quickly as understanding 
grows.  under 
47 
There are a number of other consideration that the Ministry will work through 
with the education sector and relevant community/stakeholder groups to 
support the implementation of these proposals, including: 
47.1  Possible delays for employers in issuing advice to workers during this 
term break. 
47.2  Smaller education services and those in rural or isolated settings will 
Released find it challenging to meet requirements for all staff to be tested to allow 
on site learning. 
47.3  Employers may need to provide paid time off work for employees to 
receive a vaccination or test. This may also include the period of time 
that an employee is waiting for the result of a test.  

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47.4  Where an education service is unable to meet minimum staffing 
requirements, they will be required to remain closed, provide distance 
learning or employ temporary workers who meet the necessary 
requirements at additional cost. 
47.5  Vaccination and testing attestation processes and information sharing 
systems. 
48 
It is likely that some workers will object to the requirement to be fully 
immunised, or tested, or face coverings. They may consider this is to be an 
unreasonable expectation from their employer, or that their inability to attend 
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the workplace until requirements are met as an unlawful and unreasonable 
suspension of their employment. This will be partially mitigated through 
communications which make clear the public health evidence and rationale for 
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these requirements. However, it is highly likely that some employees will raise 
a personal grievance with their employer, and this may in due course be 
tested in the Courts. 
Financial Implications 
 Schooling 
49 
Compulsory vaccination and testing will incur significant additional costs for 
Information 
the schooling sector. Employers (boards) will be required to provide leave for 
employees to be vaccinated or tested, which will mean covering some 
teaching and non-teaching staff time during term four. Schools have 
continued to receive their operational grant funding during Alert Levels 3 and 
4; however, these new leave requirements may be well in excess of that 
funding. 
Official 
50 
While many staff may choose to be vaccinated or tested outside of teaching 
hours, the effect of the staffing entitlement is that if boards choose to provide 
the 
leave, then the payroll effects of this must be covered by the Ministry of 
Education. Therefore the change creates a cost pressure for the Crown. 
51 
It is difficult to estimate costs as vaccination rate among teaching and non-
teaching staff is not currently known. The Ministry has estimated the following 
under 
maximum costs: 
51.1  Vaccinations - $6m for all teaching and non-teaching staff across New 
Zealand. This assumes vaccination rates align with current regional 
averages with a 10 percent uplift before term 4 begins. 
51.2  Testing - $12m for teaching and non-teaching staff in Auckland and 
Waikato who are not fully vaccinated to be tested weekly. This 
Released assumes a steady reduction in the number of staff requiring testing 
each week, as more become fully vaccinated. 
52 
While the change will put pressure on the relevant appropriations, we will not 
know until closer to the year-end how significant the effect is relative to other 
movements in the appropriations. 

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53 
As the change is a policy change it cannot be treated as a forecast 
adjustment.  However, due to the uncertainty of the costs, I propose that 
Cabinet agree that a funding source be identified with the Minister of Finance 
once the full costs are known. 
54 
We will also brief Ministers on any other unforeseen costs arising from 
implementation of the changes, including creation of a vaccination register if 
required.  I have not provided for these costs in this paper as officials are not 
yet in a position to advise on the full costs of implementation at this stage.  
Early learning 
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55 
As for schooling, in the early learning sector the shift to compulsory 
vaccination with an associated testing regime will come with additional 
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financial cost to services, such as, teacher release time. While the options 
presented above, provide a pathway towards some early learning services in 
Alert Level 3 areas being able to accommodate more children, many will still 
not be operating at full capacity. They are therefore facing additional costs at 
a time where they also face a loss of their non-government revenue (i.e., 
parent fees).  
56 
To date we have supported early learning services through ensuring 
continuity of Government funding (both education and childcare subsidy 
Information 
funding) through the various lockdown periods. Consideration needs to be 
given to what additional support should be provided to early learning services 
to offset the costs involved in administering the new requirements and taken 
into the loss of income they have incurred.  
57 
Using a similar methodology to schooling above, the estimated cost in the 
Official 
early learning sector would be around $8.5M. I am seeking your approval to 
meet this cost out of the Early Learning Sustainability Fund we set up through 
the original CRRF.   the 
Legislative Implications 
58 
To implement these proposals, an order or orders under the COVID-19 Public 
Health Response Act will be required. Further consultation with Parliamentary 
under 
Counsel and the Crown Law Office, the Ministry of Health will be required. 
Further work will be undertaken to determine any appropriate exemptions that 
will be granted after 1 January 2022, when full vaccination will be required.  
Impact Analysis 
Regulatory Impact Statement  
Released 
59 
The Regulatory Impact Analysis Team at the Treasury has determined that 
the proposal requiring mandatory vaccination for the education workforce and 
testing requirements while vaccination levels are increasing is exempt from 
the requirement to provide a Regulatory Impact Statement on the grounds 
that it is intended to manage, mitigate or alleviate the short-term impacts of 
the declared emergency event of the COVID-19 pandemic, and 
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implementation of the policy is required urgently to be effective (making a 
complete, robust and timely Regulatory Impact Statement unfeasible).  
60 
The RIA Team notes that the policy issue around vaccination of high-risk 
frontline workers, including the education workforce has been known for some 
time such that impact analysis supporting this proposal would have been 
feasible. 
Climate Implications of Policy Assessment  
61 
The Climate Implications of Policy Assessment team has been consulted and 
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confirms that the CIPA requirements do not apply to this proposal as the 
threshold for significance is not met.  
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Population Implications 
62 
As Māori and Pacific peoples are likely to be disproportionately affected by (a) 
a widespread epidemic and (b) prolonged disconnection from education 
services, the proposals are likely to have a positive effect on reducing their 
exposure to COVID-19 and related socio-economic impacts.  
63 
However, as Māori and Pacific peoples also have traditionally lower 
vaccination rates, Māori and Pacific people working in the education 
workforce may be disproportionately affected by the proposed restrictions. We 
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propose to address this through: (a) a bespoke communications campaign 
aiming at this part of our education workforce and (b) targeted vaccination 
measures that will be developed in conjunction with Māori and Pacific 
Education Peak Bodies and Social Service providers. 
Official 
Te Tiriti o Waitangi implications 
64 
The Government has Kāwanatanga and Ōritetanga responsibilities to support 
health and socio-economic outcomes for Māori. The proposed measures in 
the 
this paper support those responsibilities.  
65 
Iwi and Māori organisations have played a significant role in supporting Māori 
through COVID-19 lockdowns and in encouraging and administering 
vaccination. This work should be implemented in ways that support Iwi and 
under 
Māori to continue to exercise agency and authority over how Māori are 
supported to become vaccinated and return to education. The Ministry will 
work closely with Māori education providers and related groups in 
implementing the measures. In particular, the Ministry will work closely with 
Te Kōhanga Reo in implementing these measures, including assessing what 
impact the measures will have on Kōhanga Reo and how these can be best 
managed. 
Released 
66 
It will be important to ensure clear, constant and consistent information is 
provided to Māori in English and Māori through appropriate channels. 
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Human Rights 
67 
Section 9(ba) of the COVID-19 Public Health Response Act 2020 explicitly 
requires that orders made under section 11 of the Act be made consistently 
with the Bill of Rights Act 1990. If an order limits a right or freedom affirmed in 
the Bill of Rights Act, all or part of the order may be invalid unless the 
limitation can be demonstrably justified in a free and democratic society (s 5).  
68 
Mandating vaccines in the education workforce engages the right to refuse to 
undergo medical treatment (s 11 of the Bill of Rights Act). Workers who are 
affected by the requirement must choose between getting vaccinated and, at 
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best, redeployment, and at worst, loss of their employment. Given the limited 
opportunities for redeployment that many schools will have, termination is a 
real possibility for workers who do not wish to be vaccinated. Where the 
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coercion to get vaccinated overwhelms the worker’s choice, the right to refuse 
to undergo medical treatment is limited. It is also possible that it engages the 
right to be free from discrimination on the basis of disability and, potentially, of 
sex (pregnancy) or religious belief (s 19 of the Bill of Rights Act, s 21 of the 
Human Rights Act 1993, ss 104 and 105 of the Employment Relations Act 
2000).  
69 
The limitation on those rights are, however, likely justified. While not 
guaranteed by the Bill of Rights Act, there is a right to education at 
Information 
international law. That right cannot be given full effect until educational 
institutions open. While remote learning is possible it is sub-optimal and 
access to the necessary learning tools is not evenly distributed across society. 
But if schools are to reopen they must open safely. For as long as children 
under 12 are not able to be vaccinated there is an acute risk of them being 
infected with COVID-19, and once there is transmission within a school 
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community it is likely to spread quickly. The risk for children over 12 and other 
users of the education system can be mitigated by becoming vaccinated 
themselves, but there is still an unavoidable risk of transmission to on-site 
the 
users of education services and some of them may still be vulnerable to 
severe health consequences from infection.  
70 
More generally, because of COVID-19’s capacity to induce a severe 
respiratory condition that will require ICU care, there is the risk that 
under 
widespread community transmission will compromise the capacity of the 
health system to respond to those who need intensive care. The ECE and 
school environments are such that should the virus enter, widespread 
community transmission is likely.  
71 
Given what we know about the effectiveness of the vaccine at this stage, it is 
unlikely that other, non-vaccination measures will sufficiently reduce that risk. 
Early childhood education centres and primary schools are likely to have more 
Released 
difficulty implementing PPE and testing requirements than secondary schools. 
But nonetheless vaccination of staff in secondary schools is important. It 
appears that in the Delta variant environment, PPE and testing will not be 
sufficient to stop the spread among groups of people together in enclosed 
spaces, such as classrooms.  
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72 
In the period prior to 1 January 2022, it is proposed that education workers 
who are not fully vaccinated in Auckland and other Alert Level 3 areas are 
subject to mandatory weekly COVID-19 testing. Mandatory testing constitutes 
a search for the purpose of s 21 of the Bill of Rights Act. A provision requiring 
mandatory testing will be unlawful if it is unreasonable. In the circumstances 
of Alert Level 3 where there is community transmission of the virus, testing of 
staff who are potential vectors for transmission in the education environment, 
with unvaccinated children, close contact with large groups and enclosed 
spaces, is not unreasonable.  
Consultation 
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73 
The Department of the Prime Minister and Cabinet and the Treasury were 
consulted.  
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Communications 
74 
I will develop a communications plan following Cabinet’s decisions. 
Proactive Release 
75  I  intend  to  proactively  release  this  Cabinet  paper  subject  to  redaction  as 
appropriate under the Official Information Act, once Cabinet decisions have been 
Information 
made. 
Recommendations 
The Minister of Education recommends that Cabinet: 
Official 
1.  agree that the definition of education services used in this paper refers to all early 
childhood education services, including homebased education and care services, 
but excludes playgroups, and to all schools including Māori Medium and private 
the 
schools, but excludes tertiary education organisations 
2.  agree that employees of education services, and workers who may have 
contact with children and students when delivering an education service, will 
be required to receive their first dose of the COVID-19 vaccine by 15 
under 
November and be fully vaccinated by 1 January 2022. This includes home 
based educators and any other adult or young person over the age of 12 who 
lives in a home where homebased education and care is delivered 
3.  agree that from 1 January 2022, education services must only allow fully 
vaccinated employees and workers who may have contact with children and 
students, to deliver a service  
Released 
4.  agree that from 1 January 2022, education services must, during opening 
hours, only allow those who are fully vaccinated to provide a service onsite or 
in a home, including those providing volunteer services, Initial Teacher 
Education students on practicum, learning support specialists and education 
advisors 
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5.  agree that education services will be required to maintain an up-to-date 
register with the vaccine status for all staff and, for secondary schools, eligible 
students (fully, partially, exempt or no information provided) This information 
will be sought once schools restart, and is expected to be collected within two 
weeks 
6.  agree that for Auckland and any other Alert Level 3 areas, weekly testing of 
education service staff or other people within the definitions above, who are 
not fully vaccinated, is required  
7.  agree that for Auckland and any other Alert Level 3 areas, individual school 1982
staff be required to return a negative COVID-19 result ahead of physically 
returning to a school, regardless of vaccination status 
Act 
8.  agree that for Auckland and any other Alert Level 3 areas, individual early 
learning staff are required to return a negative COVID-19 result by 26 October 
or before they physically return to the service, regardless of vaccination status 
9.  note that the policy decisions in the recommendations above related to 
schools create a significant fiscal risk for the Ministry of Education, estimated 
at up to $18m in 2021/22 
 
10. agree that the Minister of Education will discuss and agree funding options 
Information 
with the Minister of Finance when the full costs are known and after options 
for absorbing the increased costs within baseline have been further explored 
 
11. agree that the $8.5m to fund leave support for staff and to give effect to the 
policy decisions in the recommendations above related to Early Learning be 
funded from the Early Learning Sustainability Fund 
Official 
 
12. note that this will largely exhaust funding remaining in the Early Learning 
Sustainability Fund so additional funding may be required from the COVID-19 
the 
Response and Recovery Fund to further support sustainability of the early 
learning network at a later date 
 
13. agree to direct the Minister for Covid-19 Response to issue drafting 
instructions to the Parliamentary Counsel Office for one or more Orders to be 
under 
made under the Covid-19 Public Health Response Act 2020 to give effect to 
the above recommendations 
14. agree to authorise the Minister for COVID-19 Response to make minor and 
technical decisions during the drafting of the Order/s that are consistent with 
the intent of the proposals in this paper. 
 
Released 
 
 
Authorised for lodgement 
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Hon Chris Hipkins 
Minister for Education 
 
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Act 
Information 
Official 
the 
under 
Released 
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