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S-CP 4160
Issue: 1
Date: 5/02/19
Page: Page
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POLICY
Procurement
PROCUREMENT AND CONTRACT MANAGEMENT
1
Introduction
The Waimakariri District Council (the “Council') is a territorial local authority with obligations to its rate
payers and the public, defined under the
Local Government Act 2002 1as:
"to meet the current and future
needs of communities for good-quality local infrastructure, local public services, and performance of
regulatory functions in a way that is most cost-effective for households and businesses". 1
Delivering good public service to the community starts with good procurement. How well money is spent
has a direct impact on the quality of services the community experience, and reflects Council’s efficiency
and effectiveness. Waimakariri District Council is committed to open and transparent procurement that
delivers the best value for money (which isn’t always the cheapest price), ensures impartiality in decision-
making, and meets international standards of public scrutiny and accountability.
2
Policy Context
Procurement plays a vital role in the delivery of Council outcomes, with a significant variety of goods,
services and works being purchased from third party suppliers.
The Council recognises that rigorous procurement and contract management practices:
(a) ensure the Council delivers value for money and quality outcomes for the community
(b) underpin the performance and delivery of the Council’s strategic and business objectives
(c) provide opportunities for business sustainability, strategic growth and improvement.
2.1 Definitions
Approved Contractor: prior to undertaking any work for the Council, all contractors must apply for
and be approved against a set of eligibility requirements, including insurance cover, Health and
Safety (H&S) and relevant codes of practice.
Bribe or inducement: the giving or receiving, whether directly or indirectly, of something of value to
influence a (procurement or contract management) transaction.
Contract: a formal, documented agreement between the Council and a supplier or contractor that
commits Council in legal or financial terms to the acquisition of goods and services.
Contract management: the process of systematically and efficiently managing contract creation,
execution and analysis for maximising operational and financial performance and minimising risk.
Contract Owner: a designated Council staff member who is responsible for the ongoing
management and delivery of contracted goods or services, and who has the authority to contract on
the Council's behalf.
Contract variation: an addition or alteration to the terms of contract that is mutually agreed to by
both parties to the contract. A contract variation can be documented by letter or a deed of variation.
1 LGA (2002) Section 10: 1 (a).
This Policy identifies the authority, responsibilities and operational parameters for prudent procurement
decision-making, and the effective management of contracts and associated legally binding agreements.
190121005949
Adopted by Council 5 February 2019
GOV-07
(Replaces Purchasing (including Tendering) Policy)
S-CP 4160
Issue: 1
Date: 5/02/19
Page: Page
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Contracted staff: non-permanent employees of the Council, including consultants and contractors
employed on fixed or short-term contracts who are undertaking business activities on behalf of the
Council.
Direct purchase: means the procurement of goods and/or services by placing an order with the
supplier of choice, without seeking other bids.
Emergency situation: a situation that threatens life, property or equipment, or has a significant
impact on services or the public.
Invited Tenders: Invited or Restricted tenders, restricted calls for tenders, or invited tenders are
only open to selected prequalified vendors or contractors. Invited or Restricted tenders can come
about because essentially only one suitable supplier of the services or product exists, of
confidentiality issues or of the need for expedience (as in emergency situations)
Market: all potential providers of a good or service that may be available to the Council.
Open tender: the process of publicly inviting offers to supply goods or provide services involving
specifications and detailed documentation.
Price: the total price of a procurement for the total period of the contract, including extensions.
Procurement: the process of securing goods and services, including but not limited to purchase
planning, standards or specifications determination, supplier and sector research, review and
selection, pricing negotiation, making the purchase, supply contract administration, disposals and
other related functions.
Services: the whole of the services, tasks, work and requisites to be supplied, rendered, provided
or performed by a contractor under a contract and any variations provided for by the contract, and
includes all and any goods, materials, plant, machinery or equipment supplied, provided or used by
the contractor in performance of the contract.
Sustainable Procurement: procurement principles that allow the Council to secure goods and
services in a way that recognises the whole of life costs and/or benefits of the goods or service, as
well as delivers benefits for the local Waimakariri community, economy and environment.
Tender: a document in the form of an offer to supply goods and/or services, usually submitted in
response to a public or selective invitation such as a RFQ, RFT or RFP.
Tendering - Tendering is the process of making an offer, bid or proposal, or expressing interest in
response to an invitation or request to supply goods or services. As a contestable process other
businesses are invited to respond to a particular need, such as the supply of goods and services,
and will select an offer or tender that meets the needs and provides the best value for money.
Tender request documents - Also referred to as invitations to tender, Requests for Tender (RTF),
and Requests for Proposal (RFP) which outline what is required and set out the Council’s
requirements. These documents also outline the particular needs, criteria, and instructions that are
to be followed.
Total contract value: the estimated total value of the contract for the entire life of the contract,
including extensions.
Verbal quotation: a verbal process of inviting offers to supply goods and/or services involving a
limited number of potential suppliers.
190121005949
Adopted by Council 5 February 2019
GOV-07
(Replaces Purchasing (including Tendering) Policy)
S-CP 4160
Issue: 1
Date: 5/02/19
Page: Page
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Quotations – Quotations are a formal statement setting out the cost of particular goods or services.
Whole of Life: an assessment of the total costs and/or benefits of purchasing goods or services –
from concept to disposal. This includes purchase outcomes, operating costs spanning the useful life
of the good or service, as well as any impacts associated with (product) manufacture, transport,
delivery and disposal. Consideration may also be given to sustainable procurement, i.e. assessing
the local social, economic and environmental costs and/or benefits associated with the procurement.
Written quotation: a written process of inviting tenderers to supply goods and/or services involving
simple documentation and a limited number of potential suppliers.
3
Principles
Council procurement and contract management practices shall ensure that the Council plans for, enters
into and manages its procurement and contract management activities in a manner that maximises value
for money and quality service delivery, as well as realises business, strategic and community
expectations.
The following ten principles shall be reflected in all procurement and contract management practices:
1. Procurement and contract management processes will comply with all applicable statutory
obligations, recognise Council's business, strategic and community expectations, and reflect
relevant sector, central and local government good practice standards and guidelines.
Such processes shall at all times foster a safe working environment for staff, contractors and the
general public and support the intent laid down within the Health and Safety at Work Act 2015.
2. The purchasing power of the Council will be harnessed for the realisation of its strategic and
business objectives, as well as the benefit of the local community.
3. Planning and managing for great results. All purchasing decisions will consider what the most
appropriate procurement options are, and select from a range of delivery processes to achieve
the best outcome for Council and the community.
This provides the flexibility for Council to identify the most appropriate procurement option for
obtaining goods and services. The decision about what option to be used will be based on the
type of expenditure being incurred as well as other appropriate procurement objectives. Available
tools for procurement include:
• Full external service delivery;
• Collaboration between Council and external organisations;
• Public/private partnerships;
• Fully resourced from internal sources.
4. The Council shall be fair to all suppliers. Where Open tendering applies, procurement practice
will demonstrate integrity by all parties and enable all potential suppliers to have equal access
through the use of open and contestable processes.
All Council procurement for goods and services shall be open and competitive. However, there
are circumstances when Council may decide to restrict or limit supplier involvement in a
procurement process, based on matters of scale or relevance, such as in an emergency and/or
by allocating work directly to its own operating departments. When this principle of open and
190121005949
Adopted by Council 5 February 2019
GOV-07
(Replaces Purchasing (including Tendering) Policy)
S-CP 4160
Issue: 1
Date: 5/02/19
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competitive purchasing is subject to deviation, Council will document the justification for such
actions.
Suppliers may be disqualified from tendering for Council goods and services for a period of not
less than 12 months if they lobby or contact Councillors or staff (other than contacting staff named
in the tender documents) regarding a tender while the tendering process is in progress
5. The Council shall ensure full probity in its procurement practices and decision- making processes.
All procurement decisions will be appropriate and transparent, fair and equitable, and free from
any real or undisclosed bias or conflict of interest.
6. The Council shall take into consideration the whole of life costs and/ or benefits associated with
procurement – spanning design, manufacture, delivery, operation and disposal.
7. Consideration will be given to sustainable procurement principles whenever possible, i.e.
assessing the whole of life social, economic and environmental impact of the procurement.
8. All contracts shall clearly identify the functional, performance and/or technical deliverables and
key performance indicators that reflect Council's expectations and quality standards, and
establish effective means to measure, monitor and manage their delivery.
9. All contracts will be actively managed in a manner that fosters collaboration with suppliers and
contractors, maximises value for money, supports the Ta Matou Mauri principles as well as
supporting continuous innovation and improvement; including the use of ‘All of Government
Contracts‘ and N3-GSB where appropriate.
10. All procurement and contract management risks will be identified and managed effectively
throughout the life cycle of the goods or service.
These principles are designed to ensure that the procurement of goods and services are an open,
selective and transparent process that achieves value for money by delivering the desired outcome at
the best possible quality and price. These principles also promote a procurement and contract
management process that is impartial, open and ethical, ensuring that all Council procurement and
contract management is undertaken in a fair and unbiased way.
Procurement processes should be designed to ensure that purchasing and contract management
practice is proportionate to the value, risk and complexity of the purchase. This policy provides a context
for sound commercial judgement to achieve the best value for money, which isn’t always the cheapest
price, to drive innovation and high performance without compromising health and safety.
4
Policy Objective
The purpose of the Council Procurement Policy (the 'Policy') is to articulate Council's commitment to the
responsible, effective and fit-for-purpose procurement of goods and services.
The Policy establishes the guiding principles for Council's procurement and contract management
practices, and seeks to ensure that:
(a) a robust framework is adopted across the Council for procurement, and the subsequent
management and reporting of goods and services contracts;
(b) the Council plans for, enters into and manages all contracts in a manner which facilitates Council
strategic and business objectives, and optimises risk transfer;
190121005949
Adopted by Council 5 February 2019
GOV-07
(Replaces Purchasing (including Tendering) Policy)
S-CP 4160
Issue: 1
Date: 5/02/19
Page: Page
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(c) staff understand their roles and responsibilities with regards procurement and contract
management, and are appropriately skilled and trained to do so;
(d) the Council achieves quality performance and cost-effective service delivery.
Procurement should involve proactively managing supplier and other key stakeholder relationships
throughout the sourcing process and for the duration of the contract. This embraces the development of
relationships with suppliers, and driving value for money through ongoing efficiency gains.
All suppliers must meet Council’s minimum standards to ensure health and safety is maintained.
5
Organisational Scope
This policy applies to:
All Council employees, including temporary employees and contracted staff.
(a) Any person who is involved in the operation of the Council, including elected members,
volunteers and those people with honorary or unpaid staff status.
(b) Every business, service or activity of the Council – with the exception of employment contracts.
6
Contract approval
All staff involved in the procurement of goods and services must have appropriate knowledge of, and
comply with all relevant Council policies, procedures and guidelines, as well as applicable legislation and
professional standards of practice with regards the procurement and contract management process.
All procurement results must be approved by the relevant reporting authority) Delegated Staff,
Management Team, Committee or Council) and then signed by the relevant Delegated Authority. No
external parties are authorised to sign contracts on behalf of Council.
The Contract Administrator shall maintain a full (physical and/or electronic) record of all procurement
preparation, negotiation and award activities, in accordance with this Policy and all {Council records
management practices}.
All contracts entered into by the Council must be in writing, signed by all relevant parties, and held
securely on file in accordance with Council document management practices.
All contracts prepared by the Council shall utilise approved and standardised contract templates
whenever possible. If no applicable template exists, the Contract Administrator shall seek assistance from
the PDU Manager or their delegate to prepare a contract
No contractual arrangement entered into by the Council shall be greater than 10 years in its entirety,
including rights of renewal. Council shall not enter into contracts that include more than two rights of
renewal or that are “evergreen” (i.e. of indefinite length).
Market scoping and the evaluation of potential goods or service suppliers shall be in accordance with the
Purchase Authority requirements stated at 6.1 below.
6.1 Contract approval thresholds
Quotations and tenders are not required when contracting through the all-of-government supplier network
(N3-GSB) since the processes of procurement for a preferred supplier have already been undertaken.
For amounts under $20,000, the necessity for obtaining three quotations is at the Contract Owner’s
discretion. Verbal contracts cannot be made for any value of purchase. All purchases should be confirmed
with supply of a purchase order.
190121005949
Adopted by Council 5 February 2019
GOV-07
(Replaces Purchasing (including Tendering) Policy)
S-CP 4160
Issue: 1
Date: 5/02/19
Page: Page
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Where a decision is made not to put out to tender a contract for goods and services to an amount greater
than $100,000 approval must be gained from the Management Team, and the reasons for the decision
shall be reported to the relevant Standing Committee.
Purchasing directly from a supplier without an open and competitive process is acceptable for goods and
services below an expected value of $5,000 based on the following principles:
(a) the value of the goods or services is relatively low;
(b) the purchase of these goods or services is on an as-required basis;
(c) it is not practical to aggregate separate orders for the goods or services;
The cost of seeking quotations or tenders would be out of proportion to the value of the benefits likely to
be obtained, or impractical in the circumstances.
For goods and services with an expected cumulative annual price of more than $100,000 a public
contestable tender process is required. Contracts/tenders with an expected annual expenditure of
greater than $1,000,000 and total project cost of greater than $2,000,000 may only be authorised by the
relevant standing committee or the Council.
The following table sets out Council’s procurement thresholds.
Note: Guidelines to be used in conjunction with N3 and All of Government pricing.
Dollar value
Procedure
Purchase Authority
Value Assessment
Less than $5,000
Direct from supplier
Per delegations
One up
$5,000 to $20,000
3 quotations or direct
Per delegations
One up
from supplier
$20,000-$100,000
3 quotations
Per delegations
One up
>$100,000
Public tender
Per delegations
Tender criteria
>$1,000,000 pa
Public tender
Committee/Council
Tender criteria
>$2,000,000 total
Public tender
Committee/Council
Tender criteria
One up approval must be used for all purchases. This means that there needs to be more than one
person involved in the purchasing decision and approval. That is, an Initiator and an Approver with the
appropriate delegation to approve a purchase.
The Chief Executive shall appoint a tender secretary who shall be responsible for the management and
security of electronic tenders as well as the tender box and the tenders deposited therein. The tender
secretary has responsibility for opening the tenders received, either electronically or hard copy and
recording the tender prices at the conclusion of the tender process.
All tenders shall close at a time nominated in the tender documents and must be received either
electronically or in the tender box by the closing time. The tender box shall be fixed in one place in the
foyer of the Rangiora Service Centre and shall remain locked until the closing time for tenders. Electronic
tenders will only be received via tenderlink.com/waimakariri. or GETS - Government Electronic Tenders
Servic
e www.gets.govt.nz
Tenders will be opened in public.
All tenders with an expected price of $100,000 (GST exclusive) or less
shall be opened in the presence of the tender secretary and at least one member of the management
team. Tenders with an expected price over $100,000 shall be opened in the presence of the tender
secretary and two others from the management team or Council. An elected representative should be
present for tenders expected to exceed $500,000.
Council is accountable to the community through the Long term Plan and Annual Plan. All purchases
(including tenders) of any goods and services which commits expenditure from the current year’s Annual
190121005949
Adopted by Council 5 February 2019
GOV-07
(Replaces Purchasing (including Tendering) Policy)
S-CP 4160
Issue: 1
Date: 5/02/19
Page: Page
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Plan shall be accepted by an officer with sufficient contractual authority as described in the delegations
manual S-DM 1044. Monitoring of the procurement process will be undertaken by the Audit Committee
and management team.
Variations within existing contracts, and committing council to an increase in the scope of works, may be
authorised in accordance with the delegations manual S-DM 1044.
7
Sustainable Procurement
The Council recognises that procurement and contract management practices provide a key opportunity
to maximise value for money and quality service delivery, as well as deliver tangible benefits for the local
community, economy and environment – as articulated in the Council's Strategic Framework.
As such, the principles of sustainable procurement shall be recognised whenever possible in the
assessment of the costs and benefits of procurement on a whole of life basis, as follows:
(a)
Think Local: The Council shall preference those suppliers that can evidence a positive economic
footprint in the region. This includes contributing to the vibrancy and sustainability of the local
economy, supporting job or market growth, as well as fostering opportunities for small and
medium sized enterprises (SMEs).
(b)
Think Environmental: The Council shall encourage procurement decisions that have a positive
impact on the natural environment and biodiversity, including the prudent use of natural
resources, the minimisation of waste or hazardous substances, and efforts to reduce carbon or
Greenhouse Gas (GHG) emissions.
(c)
Think Social: The Council shall encourage procurement decisions that maximise community
benefits in terms of personal wellbeing, social cohesion, capital and inclusion, equal opportunities
and participation.
Whenever practicable, the Council shall give conscious consideration to sustainable procurement
principles, including when undertaking cost-benefit analyses or weighted attributes assessments of
potential goods and service suppliers.
8
Conflict of Interest
The Council shall ensure that procurement and contract management processes cannot be justifiably
challenged on the basis of any real or undisclosed bias or conflict of interest.
All procurement and contract management decision-making processes shall include careful consideration
of any actual, potential or undisclosed conflicts of interest.
Under no circumstances shall a staff member influence, advise or participate in a procurement or contract
management activity where that employee has an actual, or undisclosed conflict of interest.
Every person on the Tender Evaluation Team (TET) must complete a declaration in writing that they have
no actual or undisclosed conflict of interest. This includes those involved directly in procurement and
contract management activities, as well as anyone who has the ability to influence key decisions (e.g.
those holding delegated financial authority or monitoring performance).
Where there is uncertainty about whether there is a conflict, employees should discuss the potential
conflict with the Contract Owner, Line or Group Manager or Chief Executive Officer. If in doubt, employees
should at all times fully disclose a potential conflict or bias. Refer also to the Council Conflict of Interest
Policy for further details.
Where the CEO is involved with procurement and/or contract management and identifies a potential
conflict of interest, escalation shall be to elected members.
190121005949
Adopted by Council 5 February 2019
GOV-07
(Replaces Purchasing (including Tendering) Policy)
S-CP 4160
Issue: 1
Date: 5/02/19
Page: Page
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It is never acceptable for a Council staff member to accept a bribe or inducement. Any such instances
will be dealt with in strict accordance with the {Staff Code of Conduct Policy} and other applicable
guidelines - see also the Council {Fraud Prevention Policy}.
As part of the procurement process the Council {Gifts and Hospitality Register} shall be reviewed to
identify gifts and/or hospitality received by any person involved in a procurement process. Should these
exceed a cumulative value of $500 in the preceding 12 months the person will be precluded from taking
any part in the procurement process.
9
Contract Management
The Council shall maintain a central database of all approved and/or active contractors, and ensure
comprehensive records are held, including all third- party vetting; H&S approval; insurance coverage;
contract review, renewal or expiration dates; deviations and variations.
All Council contracts shall have a delegated Contract Owner, who acts as the dedicated single point of
contact and is responsible for the effective management and delivery of the contract in line with this Policy
and all associated processes or guidelines. Duties include, but are not limited to:
9.1 Contract Negotiation
(a) All contracts shall include measurable, relevant and robust key deliverables, measures and
performance indicators (i.e. 'SMART' key performance indicators that are Specific, Measurable,
Achievable, Relevant and Time-bound).
(b) All contracts shall establish effective and robust monitoring and reporting activities that ensure
delivery of pre-determined deliverables and levels of performance.
(c) All contracts shall comply with Council, professional regulatory body and statutory obligations, as
required.
(d) Contract Owners shall be alert to, and address any provisions in contracts that expose the
Council to unsuitable or unacceptable risk. This includes a review of prior service delivery or
performance by potential third party suppliers.
9.2 Contract Delivery
(a) Contract Owners shall regularly monitor, audit and review contractor delivery against agreed
milestones, deliverables or performance expectations over the life of the contract, including
maintaining a regular audit programme, as required.
(b) All contractor payments, performance bonds and other financial transactions shall be made in
accordance with the terms of the contract and appropriate assurance of agreed performance
delivery, in accordance with relevant Council financial delegations and authority.
(c) Contract Owners shall engage relevant parties and establish variations or re-negotiate contract
terms where appropriate.
(d) Full records of all contract evaluations and performance monitoring activities (including any
variations, renewals and cancellations) shall be held in accordance with the {Council document
management guidelines and practices.}
190121005949
Adopted by Council 5 February 2019
GOV-07
(Replaces Purchasing (including Tendering) Policy)
S-CP 4160
Issue: 1
Date: 5/02/19
Page: Page
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9.3 Escalation and Exit
(a) The Council shall ensure appropriate and effective processes and mechanisms are in place for
the reporting, escalation and resolution of performance issues or contract delivery failure.
(b) Contract Owners shall monitor contract schedules for renewal or expiry, and effectively manage
the business impacts arising from exiting the agreement, including ensuring all relevant
Intellectual Property, data or property is returned to Council.
10 Risk Management
The Council shall ensure that the costs, benefits and risk presented by procurement are identified, and
appropriately reflected in the procurement and contract management methodology utilised.
Contract Owners shall work collaboratively with engaged providers to identify, assess and manage all
risks associated with the goods or service procured, throughout the length of the contracted period.
All critical issues must be escalated and resolved appropriately to ensure the continued quality delivery
of service expectations.
All risk management and mitigation strategies must be clearly documented as part of the procurement
and contract management process.
11 Deviations
Deviation from the Council's procurement and contract management processes may be necessary due
to circumstances beyond the control of Council. Such instances include:
(a) A limited number of suppliers available in the market.
(b) A different procurement methodology or process is stipulated by legislation or a professional/
regulatory body.
(c) An exceptional, urgent or emergency situation where immediate Council decision-making is
required and is in the best interests of ratepayers.
In such instances, two members of the Management Team shall authorise the deviation prior to adoption,
and if appropriate the decision ratified retrospectively by the CEO.
In such instances where a staff member has a conflict of interest, but also possesses specific expertise
that is deemed essential to the procurement decision-making process and which is not available from
any other sources, including those external to the Council, two members of the Management Team may
sanction that person's involvement in writing, provided they:
(a) ensure the staff member's involvement is limited as much as possible; and;
(b) closely supervise the staff member's role and takes personal responsibility for the fairness and
equity in the decision-making.
12 Record Keeping
All procurement and contract document management processes shall adhere to relevant statutory and
regulatory obligations, including the Public Records Act 2005.
Clear and comprehensive written records of all procurement and contract management activity shall be
retained in accordance with Council document management policies and protocols. This includes market,
190121005949
Adopted by Council 5 February 2019
GOV-07
(Replaces Purchasing (including Tendering) Policy)
S-CP 4160
Issue: 1
Date: 5/02/19
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tender and evaluation material, contracts and variations, performance reporting, correspondence and
associated service delivery records
Procurement and contract management records shall provide a clear, transparent and accessible audit
trail so that Council staff, auditors and/or legal advisors may readily establish the process and rationale
for any procurement decisions made and actions taken.
At a minimum, records shall be retained that demonstrate:
(a) Council procurement and contract management processes have been followed, as outlined in
this Policy and all associated procedures and practice guidelines.
(b) Procurement adheres to appropriate budget allocations through the Long Term Plan, the Annual
Plan, or an approved Business Case.
(c) Approval for procurement has been obtained from the relevant holder of delegated financial
authority.
(d) The Council has identified key contract performance expectations and deliverables, and
undertaken appropriate measures and audit/ monitoring activities that provide assurance of
performance.
(e) All risks are identified, assessed and effectively managed in collaboration with the contractor,
including Health and Safety assessments, site planning and maintaining appropriate insurance
cover.
(f) All members of the tender evaluation team involved in decision-making have affirmed that they
are free from any real or undisclosed conflicts of interest.
13 Confidentiality
Employees involved in procurement and contract management activities shall take all due precautions
when handling commercially sensitive information. This includes ensuring information is not passed
between parties entering into a tender or other competitive procurement process, as well as maintaining
the rights of Council and third-party intellectual property.
Confidentiality obligations continue throughout the procurement and contract management process, as
well as after the contract has terminated or expired.
14 Health and Safety
The Health & Safety at Work Act 2015 requires that an organisation must ensure the health and safety
of workers (including contractors), and that organisations must consult, co-operate and co-ordinate
activities with all other organisations who have health and safety duties in relation to the same matter
(overlapping duties); so far as is reasonably practicable. WDC maintains contract health and safety
management systems in order to achieve compliance with these requirements.
Suppliers for all contracts shall be required to meet a range of health and safety requirements throughout
the life-cycle of the contract, which, depending on the nature of the contract, may include (but are not
limited to):
-
Health and safety pre-qualification
-
Site specific safety plans
-
Site inductions
-
Incident reporting
-
Site safety audits
190121005949
Adopted by Council 5 February 2019
GOV-07
(Replaces Purchasing (including Tendering) Policy)
S-CP 4160
Issue: 1
Date: 5/02/19
Page: Page
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-
Contract close outs
In particular, all suppliers for contracts involving physical works shall be health and safety pre-qualified.
This will mean that they are assessed at >50% via the SiteWise health and safety pre-qualification system
as a minimum, or meet the requirements of another externally-audited pre-qualification system of
equivalent or superior standard (this will be approved on a case-by-case basis by the WDC Health &
Safety Team).
Suppliers can achieve health and safety prequalification before or during the tender period, but pre-
qualification must be achieved prior to work commencing.
Where a decision is made to select a supplier who is not health and safety prequalified as the preferred
tenderer (or who has a SiteWise score lower than any minimum score indicated in the tender documents),
approval must be gained from the Management team. The reasons for the decision shall be reported
(such as emergency works, or a sole supplier situation).
All further health and safety requirements for the duration of the contract shall be clearly defined within
the contract documentation.
15 Links to legislation, other policies and community outcomes
WDC Ta Matou Mauri – Our Principles
Controller and Auditor-General Procurement Guidance for Public Entities June 2008
Ministry of Business, Innovation and Employment, Government Rules of Sourcing 2015
Local Government Act 2002 S3(c) promotes the accountability of local authorities to their communities,
and S10 (b) has the purpose of local government as meeting the current and future needs of communities
for good-quality local infrastructure, local public services, and performance of regulatory functions in a
way that is most cost-effective for households and businesses
All tenders which are subject to a New Zealand Transport Agency (NZTA) subsidy must comply with the
requirements of NZTA. If there is any conflict between this policy and the NZTA requirements, then the
NZTA requirements will take precedence to the extent of the inconsistency
Health and Safety at Work Act 2015
WDC Contract Admin Guidelines
QP-C1030 – Physical Works – Preparation of Request for Tenders
QP-C1031 – Physical Works – Inviting Tenders
QP-C1032 – Physical Works – Tender Evaluation
QP-C1042 – General Purchase – Inviting Tenders
QP-C1043 – General Purchase – Tender Evaluation
WDC Quality Policy
QP-C387 – Purchasing Procedures – Selection of Suppliers
190121005949
Adopted by Council 5 February 2019
GOV-07
(Replaces Purchasing (including Tendering) Policy)
S-CP 4160
Issue: 1
Date: 5/02/19
Page: Page
12 of
12
POLICY
Procurement
PROCUREMENT AND CONTRACT MANAGEMENT
WDC Standard Contract Forms
QP-C494-AI Evaluation Report - Standard Tender Acceptance Report
QP-C494-AG Evaluation Appendices – Our standard document for lowest price conforming contracts
16 Adopted
Adopted by Council on 5 February 2019.
8 Review
Reviewed every three years or earlier on request.
190121005949
Adopted by Council 5 February 2019
GOV-07
(Replaces Purchasing (including Tendering) Policy)
Document Outline