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ssessors
iners and A
xam
Instructions to E
 
 
2007 
 
Instructions to  
 
Examiners and Assessors
 
inations                 2007
YEAR
 
xam
   E
 Zealand 
ew
uckland | N
niversity of A
he U
T

DEADLINE DATES
For Receipt of Information at the Examinations Office
Summer 
School
Sem 1
Sem 2
Q1
Q2
Q3
Q 4
Nominations for 
 
 
 
 
 
 
 
Examiners & Assessors 
 
 
 
 
 
 
 
and Examination Details 22 Jan
02 Mar 20 Aug 23 Feb
20 Apr
10 Aug 14 Nov
Question Paper 
Submission:
Papers in Week 1
02 Feb
14 May 01 Oct
(Thu-Sat)
Papers in Week 2 
21 May 08 Oct
(Mon-Sat)
Papers in Week 3 
28 May 15 Oct
(Mon-Sat)
Grad School of Enterprise    
 
 
 
 
 
 
paper submission
14Mar
06 Jun
29 Aug 21 Nov
Examinations begin
12 Feb
07 Jun 25 Oct
Graduate Programmes
24 Mar 16 Jun
08 Sep 01 Dec
Examinations end
14 Feb
25 Jun 12 Nov
Final deadline for  
 
 
 
 
 
 
results submission
20 Feb
05 Jul
22 Nov
Graduate Programmes
02 Mar 26 Jun
17 Sep 10 Dec
EXAMINATION STAFF CONTACTS CITY CAMPUS
Examination Staff
Graeme Roberts 
 
Examinations Manager   
 
 
89644
Robin Bruce 
 
Examinations Deputy Manager   
 
87328
James Clark 
 
Aegrotats/Missed Examination
 
 
Examination Papers/Results 
 
 
87557
Anne Buckley 
 
Examination Timetable/Supervisors 
 
87749
Lena Pyklova 
 
Examination Timetable/Supervisors 
 
85968
Sheryl Robertson 
 
Examination Papers/Results 
 
 
87573
Wayne McEnteer 
 
Examination Papers/Results 
 
 
85776
Jamie Wan 
 
Out of Centre/Out of Time Examinations 
87176
Linda Toga 
 
Examinations under Special Conditions  
87558
EXAMINATION CENTRES DURING THE EXAMINATIONS
City Campus 
 
 
 
Enquiries 
 
 
87737
Tamaki Campus 
 
 
 
Robyn Marshall 
 
87581/87582
Medical & Health Sciences Campus   
Kate Snow   
 
86516
North Shore Campus  
 
 
Robyn Carpenter   
85710
Manukau Campus 
 
 
 
Enquiries 
 
 
87176
 Editor: Robin Bruce, Examinations Office

Contents
General
2
Coursework
2
Examiners and Assessors for Courses
3
Examiners and Assessors for Theses, Dissertations or
Other Research Projects
4
Setting Written Examinations
5
Special Examination Conditions
8
The Day of Examination
8
Marking and Assessing Written Examinations
8
Marking and Assessing Theses, Dissertations or
Other Research Projects
9
Disputes Among Examiners, Assessors, Heads of Department
10
Results
10
Conceded Passes
12
Deferred Results
16
Doctor of Clinical Psychology
16
Aegrotat and Compassionate Consideration
16
Missed Examinations
19
Announcement and Publication
19
Recount of Marks
20
Availability of Examination Scripts
20
Storage and Disposal of Examination Material
20
Examiners’ Reports - Theses
21
This booklet and all the examination forms are available on-line at  
www.auckland.ac.nz/examinations


General
Scope
Examiners must therefore make available
Assessment  is  carried  out  in  a  number  of  all  assessment  material  (including  scripts)
ways at the University of Auckland
to Academic Heads when requested.

By  tests  and  assignments  during  the  Confidentiality
teaching  of  the  course  concerned,  Examiners
and
assessors
must
normally called coursework
observe  strict  confidence  in  the  setting 

By practical, aural and oral work
of  examination  papers  and  in  the  whole

By
written
(or
performance)  marking  process.  This  applies  to  the
examination  normally  conducted  at  marking of theses and dissertations as well
the end of the semester or year
as written papers.

By dissertation, thesis or other research  Security
projects
Strict  security  must  be  maintained  at  all
These instructions are primarily concerned  times:
with the last two of these categories.

In  the  preparation  and  storage  of 
Requirement 
to 
sit 
an 
examination papers
examination

In  the  storage  and  handling  of
In  order  to  pass  a  course,  a  student  must
examination scripts
have  completed  to  the  satisfaction  of  the  Definition of “Department”
examiners any prescribed examination.
For the purposes of this booklet, the term
Uniformity of Standards
“department” also refers to any equivalent
Academic Heads are responsible for ensuring  institute  or  teaching  unit  within  the
that  uniform  standards  are  maintained  University.
within their department for all assessment.
Coursework
Procedure
final  coursework  percentage  in 
Coursework may be allocated a percentage
a  course  should  be  restricted  to
of  the  marks  awarded  for  the  course,  the
relevant fields at higher levels.
remainder  being  allocated  to  the  written
b  Assessment  should  be  on  an
examination.  These  allocations  are  the
individual
basis,
wherever
subject of:
possible.

Departmental consultation
c
Assessment  criteria  should  be

Academic Head’s recommendation
established and project supervisory

Approval by Dean or nominee
staff  should  be  able  to  assess
Weighting  for  coursework  proposals  for
individual  contributions  to  the
all  courses  for  the  following  year  must  be
project.
delivered  to  the  Examinations  Office  by 
d  Each  group  working  on  a  project
Friday 7 December 2007.
should be of a limited size and not
Guidelines
exceed a membership of four.
Education  Committee  has  established  the
e
Where  marks  allocated  for  group
following guidelines for coursework:
projects  are  part  of  the  final 
percentage,  such  marks  should
1  Stage I Courses
not  normally  constitute  more
Credit for coursework should not exceed
than 20% of the total marks.for the 
50%
course
2  Group Projects
Advice to Students
a  The inclusion of any group project  Before  or  at  the  commencement  of  the
as part of the contribution to the  course  concerned,  students  are  to  be


informed  of  the  coursework  allocations  2  Assignments
and other coursework requirements. This
Academic Heads must make adequate
advice should include dates of:
arrangements  for  the  safe  receipt  of

Tests
essays  and  assignments  etc,  especially

Submission of assignments
where  these  are  counted  towards  the
Such  advice  should  be  posted  on
final result for the course.
departmental or faculty notice boards, and  3  Illness
copies of the notice be distributed in class.
a  Illness  or  misfortune  affecting
Format
written  tests  is  covered  by  the
Students may present all work for marking
aegrotat
and
compassionate
in handwritten form other than where the
regulations.
regulations  require  a  typed  presentation,
b  Where  illness  or  misfortune
e.g.  thesis.  A  staff  member  may,  in  the
prevent a student completing other
interests  of  marking,  and  ease  of  reading,
coursework, such as assignments or
indicate  that  a  typed  or  wordprocessed
essays, Academic Heads may take
presentation  is  desirable  but  there  can  be
the circumstances into account and
no  compulsion  upon  a  student  to  present
extend  submission  dates  or  make
work in this format.
other  arrangements  (including
Management
estimating marks) as they see fit.
4  Return of Work
1  Tests
Coursework  will  normally  be  handed
Academic Heads are expected to make
back  to  students,  but  they  should  be
appropriate  provision  for  supervising
advised to retain it in case it needs later
tests counted towards the final result for 
to be made available to the Academic
the  course,  where  necessary  obtaining
Head  before  the  final  result  for  the 
the  assistance  of  the  Examinations
course has been determined.
Office.  The  tests  should  be  conducted 
under  examination  conditions  before  5  Privacy
the Study Break.
Care should be taken to ensure privacy
of information in the display of student
marks when returning assignments and
tests
examiners and assessors for Courses
General
Roles in the examination process are defined as follows:
Examiners
The  people  primarily  responsible  for  the  setting  and  marking  of
assessed work (including examinations) and the determination of
grades.
Assessors
The people appointed to assist with maintaining adequate standards
(not an appointed examiner).
E x a m i n a t i o n  The  examiner(s)  or  assessor(s)  who  checks  that  the  examination
Paper Checker
paper is correct for printing and signs to confirm this.
Result 
Sheet  The Academic Head (Cover sheet only) plus
Signers

at least two examiners, or,

where  an  assessor  is  appointed,  the  assessor  and  at  least  one
examiner.
Each course is to be examined by more than one member of staff or examined by one
member of staff and assessed by another. The Dean may in exceptional cases, vary this
requirement.


In recommending the appointment of both
Often external assessors will come from a
examiners  and  assessors,  Academic  Heads
single department in another university
are  to  consult  as  appropriate  within  their
in  New  Zealand.  In  these  cases,  it  will
departments. The nominations of examiners
suffice  that  the  Academic  Head  in  the 
and  assessors  are  then  approved  by  the
assessing  university  be  nominated.  In
Dean  or  nominee.  Academic  Heads  will  be
other cases, it will be necessary to name
informed of any recommendation that is not
individual assessors.
approved.
The appointment of an overseas assessor
is appropriate where there is no suitable
All  nominations  must  be  forwarded  to 
assessor  in  New  Zealand.  Financial
Examinations by:
considerations  preclude  an  overseas
Summer School  
22 January
assessor  being  invited  to  visit  New
Semester 1

2 April
Zealand.
Semester 2

20 August
Examiners  and  Assessors  appointed
Quarter 1 
 
23 February
from  within  the  university  system  are
not paid a fee.
Quarter 2 
 
20 April
Coursework
Quarter 3 
 
10 August
When  the  coursework  contributes  to  a
Quarter 4 
 
14 November
percentage of the final result, towards which 
a written examination also contributes, the
Any arrangements proposed as an alternative  Academic  Head  may  at  his/her  discretion
to  assessment  should  also  be  notified  by  make  such  coursework  available  to  the
these dates.
assessor of the written examination.
If, for any reason, a change in nominations  If the coursework contributes 100% to the
of  examiner  or  assessor  is  necessary,  the  final result, and there is no final examination, 
Academic  Head,  through  the  Dean  or  coursework must be available to the assessor,
nominee,  should  immediately  notify  the  either  in  full  or  in  such  proportion  as  will
Examinations  Manager  on  the  appropriate  permit effective assessment.
form (SA-44).
Music Performance Examinations
Requirements
All  students  are  examined  by  a  panel  of
1  Examiners
three, consisting of:
Examiners are normally appointed from  1  A  member  of  the  School  of  Music
within the University but there may be
staff,  who  shall  act  as  moderator  for
courses  for  which  external  examiners
all  examinations  within  any  one  year.
are required.
Where the number of  students is  high,
2  Assessors
it may be necessary to divide one year’s
examination entry into two groups and
Assessors for undergraduate courses may
to appoint two moderators.
be appointed from within the University
or from outside it.
2  The teacher concerned (as Adviser).
Bachelors
Honours,
Postgraduate  3  A  third  member  who  may  be  another
Diploma  and  Certificate,  and  Masters
member  of  the  School  of  Music  staff,
courses must have assessors who should
or  an  external  examiner.  For  senior
normally be external to the University,
examinations,  the  external  examiner
but  there  may  be    instances  where
will be a person of recognised standing
internal  appointments  are  necessary
in the instrument.
because of expertise in the field.
Performance  examinations  for  Masters
degrees are to be held as public recitals.
examiners and assessors for theses, dissertations 
or other researCh ProjeCts
Examination  procedures  for  doctoral  in the Calendar, and in the Guidelines for
degrees (PhD and Named Doctorates) are  examiners  available  at  www.postgrad.
not covered in this booklet, but are dealt with  auckland.ac.nz.


For  all  other  theses,  dissertations  and
must  be  appointed  from  outside  The
research projects, examiners and assessors
University of Auckland.
are  appointed  on  the  recommendation  of  2  For  dissertations  or  research  projects
the  Academic  Head  and  approved  by  the
with a points value of between 30 and
Dean or nominee in the relevant faculty.
80 points:
When making recommendations, Academic
• One  examiner  (who  may  be  the
Heads should note the difference between
Supervisor)
an examiner and an assessor. An examiner
• One  assessor  (who  may  not  be  the
marks a piece of work not aware of the grade
Supervisor)
given  by  another  examiner.  An  assessor
assesses a piece of work, fully aware of the
Either  the  examiner  or  the  assessor
grade given by the examiner(s).
should  normally  be  appointed  from
outside The University of Auckland.
For more information on the responsibilities  Appointment  recommendations  should
of  examiners  and  assessors,  refer  to  be  approved  by  the  Dean  or  nominee  on
the  section  on  marking  and  assessing  form  SA-512,  Part  A,  before  theses  etc
theses,  dissertations  and  other  research  are  marked.  Form  SA-512  is  available
projects  on  page  9  and  guidelines  at  from  departmental  administrators  or
www.postgrad.auckland.ac.nz
www.auckland.ac.nz/examinations
Examiners  and  assessor  are  nominated  as
follows:
Fee for Examiners/Assessors
1  For  theses  or  other  research  projects  Examiners  or  assessors  for  theses, 
with a value of 90 points or more
dissertations  or  research  projects  appointed
from  within  the  New  Zealand  university
• Two examiners (one of whom may  system are not paid a fee. The fee paid to
be the Supervisor)
appointees  from  outside  the  New  Zealand
• One  assessor  (who  may  not  be  the  university system is set by the NZVCC at
Supervisor)
$125 per assignment.
One  of  the  examiners  or  the  assessor
settinG written examinations
Preparation of Question Papers
Saturday;
Where  two  or  more  examiners  have  been
Week  2  -  from  Monday  to  the  second
appointed in any subject they are to confer
Saturday; and
in setting papers.
Week 3 - from the following Monday to
If  any  difference  of  opinion  arises  in  the
the next Monday excluding Sunday
setting  of  papers  among  examiner(s)  and/ Dates for the submission of question papers
or  assessor,  the  Academic  Head  shall,  to  the  Examinations  Office  have  been 
after  making  due  attempt  to  resolve  the  set  according  to  the  week  in  which  each
difference, determine the outcome.
examination  is  timetabled.  Departments
Layout of Question Papers
should ensure papers are submitted by the
appropriate dates.
For  instruction  regarding  layout  there
is  a  template  available  electronically  Papers timetabled in:
from  the  Examinations  Office  or     
Week 1  Week 2  Week 3
instructions  may  be  obtained  from
www.auckland.ac.nz/examinations
Summer School 
  02 Feb
Deadlines  for  submission  of  Semester 1 
14 May  21 May  28 May
question papers
Semester 2 
01 Oct    08 Oct 
15 Oct
The  examination  period  covers  three  Quarter 1 
 
  14 Mar
weeks:
Quarter 2 
 
  06 June
Week  1  -  a  short  week  from  the  first  Quarter 3   
  29 August
day  of  exams  (Thursday)  to  the  first  Quarter 4   
  21 November


Format
attached to the examination script and
The  standard  format  for  a  written
submitted for marking as part of that
examination is:
examination.

A  three  hour  examination  plus  10
Note:  Dictionaries  are  not  permitted
minutes  for  perusal,  or  a  two  hour
unless  they  are  to  be  used  within  the
examination  plus  10  minutes  for
context  of  the  examination  and  are
perusal
specified by the examiner.

Questions are not known by the students
Supplied Book - SB
in advance of the examination
Candidates  will  be  supplied  with 

The students are not permitted to bring
material specified by the examiner.
any material into the examination.
Restricted Book designations:
Questions Announced in Advance

Restricted  Book:  may  be  written 
1  Lecturers  may  announce  during
upon  -  RB.  Candidates  may
lectures,  the  apportionment  of  the
take  into  the  examination  room
questions  in  the  final  examination  in 
material specified by the examiner. 
relation to the material covered in the
Such  material  may  be  written
course.
on  and/or  marked  in  a  relevant
2  Actual  questions  may  be  announced
or  contextual  manner,  but    no
in  advance,  all  or  part,  only  through
pre-prepared  material  may  be
Academic  Head  recommendation  and
attached to the examination script
approval of the Dean of the Faculty or
and submitted for marking as part
nominee.
of that examination.
Lecturers  must  ensure  that  any

Restricted Book: may not be written 
announcements  about  examinations
upon  but  may  be  highlighted  - 
made under 1 and 2 above are available
HB.  Candidates  may  bring  into 
to all students in the course and that,
the  examination  room  material
so far as is possible, all students receive
specified  by  the  examiner.  Such 
the same information. The information
material may not be written upon
should  be  available  to  all  students
but  the  text  may  be  underlined,
by  way  of  a  formal  public  notice  on
highlighted or tabbed.
noticeboards where information about

Restricted 
Book: 
unmarked 
the  course  is  normally  displayed,  or
material  -  UB.  Candidates  may
by  written  or  e-mail  communication,
bring  into  the  examination  room
or  a  combination  of  these  methods.
material  specified by the examiner. 
Once such information has been made
Such  material  cannot  be  written
available, lecturers must ensure that the
upon or marked in any way.
examination  paper  follows  the  format  2  Approval 
and arrangements so announced.
The  designation  for  the  Restricted,
Book Details for Examinations
Open and Supplied Book Examinations,
1  Designations
must  be  approved  by  the  Academic
Head.
Closed Book - CB
3  Advice to students 
Unless otherwise specified, examinations 
will be Closed Book. That is, no written
All students must be formally notified 
material  may  be  brought  into  the
as  early  as  possible  in  the  Semester,
examination room.
as  to  which  book  designation  their
examination will be.
Open Book - OB
4  Publication of Book list for students
Where  an  examination  is  designated
‘Open  Book’,  candidates  may  take
If  an  examination  is  approved  as
into  the  examination  room  written  or
Restricted,  Supplied,  or  Open  Book
printed material including books, Acts
these details should be supplied to the
etc, as well as an electronic calculator.
Examinations  Office  for  inclusion  in 
There will be no check on such items,
the  Examination  Instructions  mailed
but laptop computers are not allowed.
out  to  every  student  before  each
No  pre-prepared  material  taken
examination period.
into  the  examination  room  may  be
The  deadline  for  receipt  of  the


information  by  the  Examinations
Calculators must not be shared or used
Office is:
in  a  manner  that  interferes  with  or
Summer School  22 January 2007
distracts another candidate.
Semester 1 
28 March 2007
2  Advice to students
Semester 2 
15 August 2007
All students must be formally notified 
If  the  examiner  is  unable  to  provide
as early as possible in the Semester as
details  of  materials  by  these  dates  it
to  whether  or  not  calculators  will  be
will  then  be  his/her  responsibility  to
allowed  during  an  examination    and
inform students in writing, and in good
the  permitted  and  expected  features.
time, of the material which they may
This  information  should  conform  to
take into the examination room.
the details supplied by the department
to the Examinations Office.
5  Check  by  examiners  of  books  and 
written materials
3  Designations
• Where  Restricted  written  material

Calculators are permitted - CP
is  permitted  in  the  examination
Candidates  are  permitted  to  use
room,    examiners  are  required  to
any  calculator  which  satisfies  the 
be present at the commencement of
general conditions.
the  examination  to  check  material
brought  into  the  examination

Restricted 
Non-alphanumeric 
room.
calculators are permitted - RC
• It  is  the  responsibility  of  the
Candidates  are  permitted  to  use
department to ensure that material
any  calculator  which  satisfies  the 
satisfies the stated requirements. 
general  definition  and  conditions, 
and  which  does  not  provide  the
• The  department  must  arrange  for
alphabet (whether upper or lower
the  inspection  of  books  and  other
case).
written material,  and ensure this  is
completed during the reading period,

Specified calculators are permitted - 
at the start of the examination. This
SC
responsibility may not be delegated
Departments  may  specify  other
to the examination supervisors and
necessary  or  desirable  features  as
inspection must not extend into the
appropriate to the subject.
examination period.
4  Calculator inspection by examiners
• If
an
examiner
discovers
• It  is  the  responsibility  of  the
unauthorised  material,  the  student
department
to
ensure
that
must  be  identified  to  the  room 
candidates’  calculators  satisfy  the
supervisor.  The  student  may
stated requirements.
continue  to  sit  the  examination
• The  department  must  arrange
using  the  materials,  but  will  be
for  the  inspection  of  calculators
required  to  hand  the  material  to
during  the  reading  period,    at  the
the  room  supervisor  at  the  end  of
start    of  the  examination.    This
the  examination.  The  case  will  be
responsibility  may not be delegated
dealt  with  under  the  Examination
to the examination  s u p e r v i s o r s
Regulations.
and inspection must not extend into
Electronic Calculators
the examination period.
1  Conditions
• Departments  may  make  special
arrangements  for  the  supply  of
Calculators may be used in examinations
acceptable calculators to students.
only where explicit approval has been
given by the Academic Head.
Changes to Standard Format
A calculator is defined as an electronic  The published duration of an examination,
device  capable  of  processing,  storing  as well as calculator and book details must
or  retrieving  information,  which  has  be  changed  through  an  Academic  Head’s
a  primary  purpose  of  mathematical  recommendation  and  the  approval  of  the
calculation. It must be hand-held, self- Dean  of  Faculty  or  nominee.  The  change
powered  and  noiseless.  It  must  not  should be submitted to the Examinations
have an audible alarm or facilities for  Office on Form SA-43
transmitting or receiving information.


sPeCial examination Conditions
A student who is permanently or temporarily  take account of the particular impairment:
disabled  in  a  manner  which  affects  their  Student Health; Student Counselling or the
ability  to  undertake  examinations  under  Student Learning Centre.
the  prescribed  examination  conditions
may,  upon  production  of  the  appropriate  Advice to Students
evidence, obtain from one of the following  Faculty/departmental staff should not give
bodies  a  recommendation  which,  subject  specific  advice  to  students  about  sitting 
to  the  approval  of  the  Senate  or  its  examinations out of time or out of centre.
representative,  will  enable  that  student  Instead students should be referred to the
to  be  examined  under  conditions  which  Examinations Office.
the day of examination
Attendance of Examiner
must  make  arrangements  to  check  these. 
At  least  one  of  the  examiners  for  each  (See  previous  sections  on  Book  Details  and 
paper must be available at their telephone  Electronic Calculators).
extension  at  the  University  for  the  full  Collection 
of 
Scripts 
by 
duration of an examination. If the examiner  Examiners
cannot be available at that extension, the  Following  each  examination  the  scripts
Examinations Office must be advised of an  will  be  released  for  marking  from  the
alternative contact.
Examinations  Centre  (Commerce  A
The  examiner  responsible  for  the  paper  Building).  Scripts  will  be  available  half
may be present in the examination room, if  an  hour  after  the  completion  of  the
he/she chooses, for the first fifteen minutes,  examination,  but  it  would  be  helpful  if
having  first  notified  the  Examinations  examiners  could  make  arrangements  to
Manager that he/she wishes to do so.
collect  their  scripts  between  the  hours  of
Examiners  responsible  for  examinations  9.30am and 11.30am, or 2.30pm and 4.30pm
where  books  and  calculators  are  permitted  on the half-day following the examination.
markinG and assessinG written examinations
Marking the Scripts
with  other  examiners  or  assessors  taking
Examiners  should  mark  the  scripts  as  place before the final mark is settled must 
promptly as possible. Where there is more  be held in confidence and not placed on the 
than one examiner they should confer.
script itself.
Scripts  are  available  to  students  on  Illegibility of Scripts
application.  Examiners  must  tick  or  Candidates  are  warned  that  where  an
otherwise indicate that they have read each  examination script is illegible, the examiner
page of a script, and, if possible, the final  may  award  marks  for  only  such  parts  of
mark  for  each  question  should  appear  on  the script as are legible and may leave the
the script and/or at the front of the script  illegible parts unmarked. Every effort must
book.
be made to complete the marking of a script;
Any comments on the script should not be  any  parts  that  are  unmarked  because  of
designed,  as  with  coursework,  to  provide  illegibility must be clearly identified on the 
advice  or  feedback  to  students,  but  script by the examiner. It is possible, with
should be limited to non-confidential aide- the  approval  of  the  Academic  Head,  to
memoires for the examiner(s).
invite a candidate to attend the University
to read an illegible script to an examiner. In
Interim marks and evaluative interchanges  such cases a second member of the academic


staff  is  required  to  be  present  throughout
C- Marginal Pass
1
the proceedings.
Conceded Pass
1
Assessing the Scripts
D+ Marginal Fail  0
The assessor shall:
D Clear Fail
0
1  Receive  from  the  examiner(s)  such
D- Poor Fail
0
information  as  shall  be  considered
The  pass  grades  may  have  different
necessary  to  inform  him/her  of  the
numerical  equivalents  in  different
marking  system  to  be  used  and  such
departments.
other  information  as  he/she  may
require, or the examiner(s) may wish to  3  Scaling
submit;
Examiners and Academic Heads should
and
keep  records  of  the  scaling  or  other
means by which marks and final grades 
2  Assess  such  scripts  as  are  deemed
are determined for a subject or course.
necessary  to  ensure  that  adequate
standards are maintained.
4  Postgraduate
Qualifications:
Honours, Distinction, Merit
The  Assessor  is  invited  to  report  to  the
Academic  Head  on  any  issues  that  the

The  University  has  adopted  a 
assessment process appears to raise relating
consistent  standard  across  the 
to  the  particular  course  or  examination
University for the award of Honours 
concerned.
in  postgraduate  Bachelors  Honours 
and Masters degrees, and Distinction 
Award of Marks and Grades
and 
Merit 
in 
Postgraduate 
1  Pass Marks
Diplomas. 
A pass mark is 50% or over
b   The standard is:
First Class Honours: GPA of 7.0 or 
2  Grades
above
There are ten pass grades and three fail
Second  Class  Honours  (first 
grades as set out below
division): GPA of 5.5 – 6.9
Grade Point Scale
Second  Class  Honours  (second 
A+ High first 
9
division):  GPA of 4.0 – 5.4
A  Clear first 
8
Distinction:  GPA of 7.0 or above
A- Bare first 
7
Merit:  GPA of 5.5 – 6.9
B+ High second
6

Rounding is permitted to one decimal 
B Clear second
5
place  in  determining  the  overall 
B- Bare second
4
GPA of a qualification (eg 5.46 may 
be rounded to 5.5; 5.75 may not be 
C+ Sound pass
3
rounded to 6.0).
C Pass
2
markinG  and  assessinG  theses,  dissertations  or 
other researCh ProjeCts
Marking
Assessing
When marking any of these extended pieces  The  assessor  shall  prepare  a  brief  written
of work the examiner shall state the grade  report  which  must  include  the  grade  that
recommended  and  shall  prepare  a  brief  the assessor gives the work.
written  report.  Examiners  must  provide  This report must be signed by the assessor.
reports independently of each other. Refer  As it forms part of the evaluative material,
to page 4 for detailed information relating  the report shall be held in confidence.
to pre-doctoral theses, dissertations and other 
research projects.
The examiners and assessor must agree to
the final grade for the research component.  

10
All must attest to the same grade.
For  more  detailed  information  on
these  roles  refer  to  the  guidelines  at
www.postgrad.auckland.ac.nz
disPutes  amonG  examiners,  assessors,  heads  of 
dePartment
Written 
Examination 
Papers 
state in writing his/her own grounds for
and  Pre  -  Doctoral  Theses  and 
objection. All of these documents shall
Dissertations
be  made  available  to  the  Academic
1  Dispute among Examiners
Head, the examiner(s) and the assessor
for the purpose of comment which may
In  the  event  of  a  dispute  among
be asked for in written form.
examiners,  the  matter  should  be
discussed in the first instance with the 
In the event that no agreement can be
assessor.
reached  between  the  Academic  Head,
the  examiner(s)  and  the  assessor,
If no agreement is reached the matter
the  reports,  statements,  and  any
should be discussed with the Academic
comments  thereon  shall  be  forwarded
Head.
by the Academic Head to the Chair of
If  no  agreement  is  then  reached,  the
Education Committee.
Academic  Head  shall  call  for  written  3  Appointment of Referees
reports from the examiners and assessor,
and  shall  state  his/her  own  views  in
The Chair of Education Committee shall
writing. All of these documents shall be
have  power  to  appoint  a  referee  who
made available to the Academic Head,
shall consider the script, dissertation or
the examiners and the assessor for the
thesis and written reports, statements
purpose  of  comment  which  may  be
and  comments,  and  such  further
asked for in written form.
information as he/she shall call for, or
the    Chair  of  Education    Committee
In  the  event  that  no  agreement  can
shall see fit to make available to him/
be  reached  between  the  Academic
her.
Head, the examiners and the assessor,
the  reports,  statement  and  any
The referee shall determine the student’s
comments  thereon  shall  be  forwarded
marks or results, which determination
by the Academic Head to the Chair of
shall be final.
Education Committee.
In  appointing  a  referee,  the  Chair  of
2  Dispute with Academic Head
Education  Committee  shall  consult
the Academic Head in so far as he/she
An Academic Head may, in pursuit of
deems necessary.
his/her duty of maintaining standards,
wish  to  see  examination  scripts  and
Where the Academic Head is involved
results. If he/she sees reason to object,
in a dispute as an examiner or assessor,
the matter should be discussed with the
the Chair of Education Committee shall
examiner(s) and assessor.
invite each party to submit the name of
three possible referees, but shall not be
If no agreement is reached, the Academic
bound to select any one from any of the
Head shall call for written reports from
lists submitted.
the examiner(s) and assessor, and shall
results
Submission of Final Grades
b  Enter  DNS  in  all  instances  if  the
1  For a single course
student did not sit the exam.
a  For  each  class,  enter  a  grade  for
c
DNC  (Did  Not  Complete)  is
each student.
to  be  entered  in  the  following

11
circumstances:
3  Individually assessed results

where  a  student  has  gained
Where
undergraduate
results
more than 50% in a course but
are
individually
assessed,
an
has not completed the approved
SA-65
form
is
available
at:
compulsory coursework
www.auckland.ac.nz/examinations
or
4  Overall grade

where  a  student  has  gained
An  overall  grade  is  determined  by
less than 50% in an internally
allocating the individual grades a value
assessed course because of the
on the 0-9 grade point scale, calculating
failure to complete coursework
their average and translating it back to
but  the  entry  of  a  fail  grade
a grade. Overall grades may be sent to
would
inappropriately
Examinations where applicable on the
represent the reasons for failure
relevant SA-65 form.
or the level of achievement.
5  Bachelors Honours and Postgraduate 
d  Where  a  student  has  applied
Diploma results
for  aegrotat  or  compassionate
The  class  of  honours  for  students
consideration,  the  result  returned
completing
Bachelors
Honours
on  the  result  sheet  must  be  for
degrees,  and  Distinction  or  Merit  for
the  work  actually  submitted  at
students  completing  Postgraduate
the  examination.  If  the  student
Diplomas  should  be  returned  to  the
has  been  absent  for  any  paper,
Student  Records  Office  on  an  SA-69 
the result sheet must record DNS
form available at: www.auckland.ac.nz/
even  though  the  examiner  may
examinations
intend to recommend an aegrotat
or compassionate grade.
6  Final results for Masters degrees
e
Enter  NA  when  the  grade  is
a  Masters  results  which  include
not  immediately  available  but
theses,  dissertations,  projects
expected at a later date. The final 
and/or  research  portfolios  should
grade  must  be  submitted  as  soon
be submitted on an SA-512 form.
as possible.
This form consists of two parts:

The Examinations Office will enter 
Part A: appointment of examiners,
NAX  on  nDeva  when  the  script
etc.
has  been  retained  for  misconduct
Part  B:  recording  of  grades  and
investigation.
class of honours.
2  Return of Results
Once both sections are completed,
Results  for  classes  with  more  than  5
the  form  must  be  sent  to  the
students should be sent electronically in
Masters  Administration  Officer, 
an approved format to the Examinations
Graduate Centre.
Office on a system approved by Student
Academic  Heads  should  ensure
Administration.
Instructions
on 
that  all  sections  of  the  form  are
presentation  of  results  are  available
completed.
from  departmental  administrators  or
Some notes:
the  Examinations  Office.  Results  for 
classes of 5 students or less do not need
• Enter  the  thesis,  dissertation,  etc,
to be sent electronically - a hard copy
grade,  P  or  F,  overall  grade  for
is  sufficient.  All  electronically  entered 
the  degree  and  class  of  honours  in
results  must  also  be  accompanied  by
appropriate sections
a  hard  copy  printout  of  the  results
• Obtain  signatures  of  all  the
together with a cover sheet which must
appointed  examiners  and  assessors
be  signed.  For  signature  details  see
for  the  thesis  or  dissertation  etc.
page  3.  Each  page  of  the  results  and
(Alternatively,  signed  and  graded
the cover sheet must be signed by the
Examiners’  Reports  may  be
examiner(s) and assessor (if applicable).
attached to the SA-512)
Hard copies and disks must be labelled
b  Results  for  Masters  degrees
with the course code, class number and
completed  by  courses  only
semester code.
should  be  entered  on  an  SA-512a
form.  Forms  are  available  at:

1
www.auckland.ac.nz/examinations.
the result sheet.
Discrepancies
Delivery
If  a  discrepancy  is  found  in  the  schedule  Signed result sheets, when completed, shall
of  students  listed  on  the  result  sheets,  be  handed  in  to  the  Examinations  Office, 
corrections  to  the  list  (e.g.  additions  or  Room 144, The ClockTower.
deletions)  should  be  made  directly  on  the  Result sheets and disks must not be sent
result sheets.
in  the  internal  mail  but  must  be  hand
Signing
delivered.
The  result  sheets  must  be  signed  by  the  Changes to Results
Academic  Head  and  the  examiner  or  Any  changes  to  grades  after  the  results
examiners  nominated,  with  names  clearly  sheets  have  been  delivered  to  the
printed after the signatures.
Examinations Office are to be submitted on 
If  an  assessor  was  appointed,  the  result  Form SA-58. The changes must be signed
sheets must also be signed by the assessor.  by the Academic Head and the examiners
If the assessor is appointed from overseas,  nominated to sign results for that paper.
the Academic Head may sign the sheet on
receipt  of  the  overseas  assessor’s  written
assent and attach a copy of their report to
Deadline Dates for Return of Result Sheets to Student Administration 
Summer School 
 
 
Tuesday 20 February
Semester 1 
 
 
Thursday 5 July
Semester 2
 
 
Thursday 22 November
Quarter 1 
 
 
Monday 2 April
Quarter 2 
 
 
Tuesday 26 June
Quarter 3 
 
 
Monday 17 September
Quarter 4 
 
 
Monday 10 December
Earlier submission of results is encouraged. However, the date noted above is the
final deadline for each semester.
ConCeded Passes
1  For the degrees of:
concerned,  provided  that  the  Dean  of  the
Faculty  shall  have  the  power  to  award
BA
BPE
where  such  power  is  authorised  by  the
BBIM
BPerfArts
examiners, in accordance with the following
provisions:
BCom
BProp
One course to a maximum value of 30 points
BEd
BSc
may be conceded provided:
(i)  the concession will allow the student to
BEd(Tchg) BSocSci (Human
complete the degree
Services)
BHSc
BSW
(ii)  the  course  conceded  is  not  counted
towards
a
student’s
major
BMus
BTheol
requirement.
BMusEd
(iii) the student obtained a grade of D+ in
the course

Conceded  passes  will  be  awarded  by  a
(iv)  the result was achieved in the last
meeting  of  the  examiners  for  the  faculty
two semesters of enrolment, one of
which may be a summer school.

1
2  For the degree of LLB
the following provisions:
Conceded passes will be awarded by a
(i)  that by award of a conceded pass
meeting of the examiners of the faculty,
the  student  will  complete  that
provided that the Dean of the Faculty
Part
has  the  power  to  award  where  such
and
power is authorised by the examiners,
in  accordance  with  the  following
(ii)  a  maximum  of  15  points  in  any
provisions:
one Part be conceded
and
(i)  one course to a maximum value of
20 points may be conceded
(iii)  that to be eligible for the award of
(ii)  the  concession  will  allow  the
a conceded pass the student must
student to complete the degree
have  achieved  a  grade  of  D+  in
that  course  (or  courses)  and  an
(iii)  the  course  is  not  one  of  the  core
overall  GPA  of  2.5  or  better  in
law  subjects  prescribed  by  the
that Part.
New  Zealand  Council  of  Legal  Where a candidate has a fail grade of D+
Education
in a course (or courses) and the examiners
(iv)  the  student  obtained  a  grade  of  deem that the failure(s) may be redeemable
D+ in the course
by  satisfactory  completion  of  additional
(v)  the result was acheived in the last  work,  then  a  pass  in  that  Part  may  be
two semesters of enrolment, one of  awarded under the following provisions:
which may be a summer school.
(iv)  that the award of a grade for that
3  For the degrees of:
course (or courses) be deferred until
BArch 
BOptom
a  prescribed  course  of  additional
BAS 
BPlan
study  and/or  examination  be
completed  to  the  satisfaction  of
BE 
BTech
the examiners;
BFA 
BVA
and
Conceded  passes  will  be  awarded  by  a
meeting  of  the  examiners  for  the  faculty
(v)  deferred  results  be  limited  to  a
concerned,  provided  that  the  Dean  of  the
maximum  of  15  points  in  any
Faculty  shall  have  the  power  to  award
Part;
where  such  power  is  authorised  by  the
and
examiners, in accordance with the following
(vi)  that  to  be  eligible  for  a  deferred
provisions:
result  a  student  must  achieve  an
(i)  that by the award of a conceded pass
overall GPA of 2.5 or better
the student will complete a Part or all
and
courses enrolled for in that year
(vii) that  the  reassessed  grade  in  that
and
course  (or  courses)  be  no  greater
(ii)  a maximum of 20 points per part and
than a grade of C+.
a  maximum  of  20  points  in  any  one  5  Conjoint Degrees
academic year may be conceded
For  all  conjoint  degrees  consideration
and
for the award of conceded passes shall
be  in  accordance  with  the  provisions
(iii) that  to  be  eligible  for  the  award  of  a
for the particular component degree as
conceded pass in any course the student
set out in clauses 1 to 3 of this section.
must have achieved a grade of D+ and
an overall GPA of 2.5 or better in that  6  Medical and Health Sciences
year.
a  For the degree of MBChB Parts
4  For the degree of BEd(TESOL)
II and III:
Conceded  passes  will  be  awarded
Each  Part  must  be  passed  as  a
by  a  meeting  of  the  Committee  of
whole.
BEd(TESOL) examiners, provided that
Conceded  passes  will  be  awarded
the Dean of the Faculty has the power
by a meeting of the Committee of
to award where such power is authorised
MBChB examiners, provided that
by  the  examiners,  in  accordance  with
the Dean has the power to award

1
where such power is authorised by
the following provisions:
the examiners, in accordance with
the following provisions:
Parts IV and V
Where a student has not achieved
(i)  that by award of a conceded
a  pass  in  a  particular  component
pass the student will complete
or  components  of  a  Part  the
that Part
examiners may:
and
(i)  withhold
the
result
(ii)  a  maximum  of  20  points  in
pending  the  completion  of
any one Part be conceded
specified  additional  work 
and
and/or  examination  to  the
satisfaction of the examiners
(iii)  that  to  be  eligible  for  the
award of a conceded pass the
and/or
student must have achieved a
(ii)  grant  a  conceded  pass  for
grade of D+ in that course (or
a  single  component  of  the
courses) and an overall GPA
Part.
of 2.5 or better in that Part.

If in the opinion of the examiners
Where a candidate has a fail grade
for MBChB a particular weakness
of D or D+ in a course (or courses)
in  a  component  or  components  is
and  the  examiners  deem  that
such  that  it  cannot  be  addressed
the  failure(s)  may  be  redeemable
by  the  setting  of  additional  work
by  satisfactory  completion  of
and/or  examination,  the  student
additional work then a pass in that
will fail that Part.
Part  may  be  awarded  under  the
Part VI
following provisions:
Where a student has not achieved
(iv)  that the award of a grade for
a  pass  in  a  particular  component
that  course  (or  courses)  be
or  components  of  this  Part,  the
deferred  until  a  prescribed
examiners  may  withhold  the
course  of  additional  study
result and require a further period
and/or
examination
be
of  assignment  to  a  department.
completed to the satisfaction
This  will  involve  postponement
of the examiners
of  qualification.  If  in  the  opinion 
and
of  the  examiners  for  MBChB
(v)  deferred results be limited to
a  particular  weakness  in  a
a  maximum  of  30  points  in
component or components is such
any Part
that it cannot be, or has not been,
addressed by the additional work,
and
the student will fail that Part.
(vi)  that  to  be  eligible  for  a
c
For the degree of BNurs, Part I:
deferred result a student must
achieve an overall GPA of 2.5
Conceded  passes  will  be  awarded
or better (including the grade
by a meeting of the Committee of
of the deferred result)
BNurs  examiners,  provided  that
the  Dean  of  the  Faculty  has  the
and
power to award where such power
(vii) that  the  reassessed  grade  in
is  authorised  by  the  examiners,
that course (or courses) be no
in  accordance  with  the  following
greater than a grade of C+.
provisions:
b  For the degree of MBChB Parts
(i)  that by award of a conceded
IV, V and VI:
pass the student will complete
Conceded  passes  in  components
that Part
of  the  Part  will  be  awarded  by  a
and
meeting of the MBChB examiners,
provided  that  the  Dean  of  the
(ii)  a  maximum  of  30  points  in
Faculty  has  the  power  to  award
the Part be conceded
where such power is authorised by
and
the examiners, in accordance with
(iii)  that  to  be  eligible  for  the

1
award of a conceded pass the
of 2.5 or better in that Part
student must have achieved a
(iv)  a maximum of two conceded
grade of D+ in that course (or
passes  are  awarded  for  the
courses) and an overall GPA
degree.
of 2.5 or better in the Part.
Where a candidate has a fail grade
Where a candidate has a fail grade
of D or D+ in a course (or courses)
of D or D+ in a course (or courses)
and  the  examiners  deem  that
and  the  examiners  deem  that
the  failure(s)  may  be  redeemable
the  failure(s)  may  be  redeemable
by  satisfactory  completion  of
by  satisfactory  completion  of
additional work then a pass in that
additional work then a pass in that
Part  may  be  awarded  under  the
Part  may  be  awarded  under  the
following provisions:
following provisions:
(v)  that the award of a grade for
(iv)  that the award of a grade for
that  course  (or  courses)  be
that  course  (or  courses)  be
deferred  until  a  prescribed
deferred  until  a  prescribed
course  of  additional  study
course  of  additional  study
and/or
examination
be
and/or
examination
be
completed to the satisfaction
completed to the satisfaction
of the examiners
of the examiners
and
and
(vi)  deferred results be limited to
(v)  deferred results be limited to
a  maximum  of  30  points  in
a  maximum  of  30  points  in
any Part
any Part
and
and
(vii) that  to  be  eligible  for  a
(vi)  that  to  be  eligible  for  a
deferred result a student must
deferred result a student must
achieve an overall GPA of 2.5
achieve an overall GPA of 2.5
or better
or better
and
and
(viii) that  the  reassessed  grade  in
(vii) that  the  reassessed  grade  in
that course (or courses) be no
that course (or courses) be no
greater than a grade of C+.
greater than a grade of C+.
d  For the degree of BPharm:
7  Undergraduate Diplomas
Conceded  passes  will  be  awarded
For  all  undergraduate  diplomas
by a meeting of the Committee of
comprising  240  points  or  more  a
BPharm examiners, provided that
conceded  pass  may  be  awarded  by
the  Dean  of  the  Faculty  has  the
a  meeting  of  the  Examiners  for  the
power to award where such power
Faculty  concerned,  provided  that  the
is  authorised  by  the  examiners,
Dean  of  Faculty  has  power  to  award
in  accordance  with  the  following
where such power is authorized by the
provisions:
Examiners,  in  accordance  with  the
following provisions.
(i)  that by award of a conceded
pass the student will complete
One course to a maximum value of 20
that Part
points may be conceded provided:
and
(i)  that  the  conceded  pass  may  only
(ii)  a  maximum  of  15  points  in
be awarded where it would permit
any one Part be conceded
the  student  to  complete  his/her
and
diploma.
(ii)  that  the  student  has  obtained  a
(iii)  that  to  be  eligible  for  the
grade of D+ in that course.
award of a conceded pass the
student must have achieved a
grade of D+ in that course (or
courses) and an overall GPA

1
deferred results BaChelor of oPtometry
Where  a  weakness  occurs  in  the  clinical  In these circumstances, the candidate will
practice  component  in  certain  double  be  required  to  complete  additional  work
semester Stage III and IV courses, the result  to  the  satisfaction  of  the  examiners.  The
of the course or courses will be deferred.
work  will  be  examined  in  the  following
February.
doCtor of CliniCal PsyCholoGy
A student who fails any year of the course
to the Clinical Psychology Programme
may be declined permission to enrol again in
(who is by definition a senior practitioner 
that year of the course or in the course as a
in the field). 
whole.  Where such action is contemplated,  The  Review  Panel  shall  submit  to  the
the Academic Head will establish a Review  Academic  Head  its  recommendation  and
Panel to review the student’s results, any  state the reasons for that recommendation.
matters  raised  in  relation  to  their  clinical  The Academic Head shall give the student
performance  and  any  submissions  the  the opportunity to make a submission on
student  may  wish  to  make.  The  Review  both the recommendation and the reasons
Panel  will  take  into  account  the  course  for that recommendation.
requirements  and  admission  requirements
for  the  next  year.  The  Review  Panel  will  The  Academic  Head  will  consider  the
normally consist of:
recommendation  of  the  Review  Panel,
and  will  then  make  a  recommendation  to
(a)  the  Director,  Professional  Psychology  the  Dean  of  the  Faculty.    If  the  student
Unit
is  declined  permission  to  enrol  again,  the
and
Academic  Head  shall  provide  the  student
(b)  a suitably experienced Department of  with  written  reasons  for  that  decision.
Psychology staff member not from the  In  the  case  where  the  Academic  Head
Professional Psychology Unit
recommends the course or part of the course
should be repeated, the recommendation to
and
the Dean will set down the requirements to
(c)  a member of the Advisory Committee  be satisfied.
aeGrotat and ComPassionate Consideration
The  regulations  are  set  out  in  the
4  Written Tests
Examination  Regulations  in  the  2007 
Calendar.  These  notes  should  be  read  in  Advice to Students
conjunction with those regulations.
Students  should  be  advised  to  enquire
about
aegrotat
or
compassionate
Scope
consideration  if  temporary  illness  or
The regulations apply to work which counts  injury,  or  exceptional  circumstances
towards the final result for a course and is  beyond their control, have prevented them
performed  under  examination  conditions  from  sitting  an  examination,  or  seriously
at  a  specified  place  and  time,  with  the  impaired  their  examination  preparation
exception of Music Performance.
or  their  examination  performance.    They
The categories to be considered are:
should  contact  the  Examinations  Office 
or  the  Health  and  Counselling  Service
1  Final Written Examinations
for    application  forms  and  advice.    The
2  Formal
Practical
or
Oral  requirements are stringent, and it is essential
Examinations
that students follow the correct procedures
which are fully explained on the forms and
3  Final submissions in the practical  in the Examination Instructions mailed to
and studio work in the Faculty of  every  candidate  before  each  examination
Creative Arts and Industries
period.

1
Sitting Examinations
medical  or  counselling  advisers  to
Students  should  be  encouraged  to  sit
the  University  who  consider  the
examinations if at all possible. Medical or
medical  or  compassionate  evidence
other evidence must establish that a student
and certify whether or not it supports
is physically or mentally incapable of sitting
the  application.  The  applications  and
an examination. It is not sufficient for the 
the  confidential  reports  submitted  by 
student  to  be  unwell,  or  to  be  faced  with
the  medical  doctor  or  counsellor  are
trying circumstances. Even if a student is
sent  to  the  Examinations  Office.    If 
advised  by  their  lecturer  or  doctor  not  to
the  evidence  is  in  order,  an  academic
sit, the University’s medical or counselling
recommendation  form  is  sent  to  the
advisers will not approve a DNS unless the
appropriate  Academic  Head.  Medical
evidence justifies it.
and  compassionate  evidence  remains
with  the  University  Health  and
Students  with  disabilities  or  temporary
Counselling Service.
conditions  affecting  their  ability  to  sit
Where  the  medical  or  compassionate
examinations under normal conditions can
evidence
does
not
support
apply  to  sit  under  special  conditions  e.g.
the
application,
an
academic
extra  time,  a  writer,  special  equipment,
recommendation is not requested.
separate  room.  (See  page  8,  SPECIAL 
EXAMINATION CONDITIONS.)
2  The Academic Head is asked to provide
details  of  coursework  for  the  course,
Method of Application 
and  examination  marks  if  applicable,
1  Aegrotat  consideration  (temporary 
and  then  to  make  a  recommendation
illness or injury) 
based  on  the  criteria  for  aegrotat  and
Students
should
complete
the
compassionate  grades  set  out  on  the
application  form  and  see  a  registered
recommendation  form.  The  options
medical  doctor  on  the  day  of  the
include no recommendation.
examination,  while  they  are  unwell,  3  Academic  recommendation  forms
so  that  an  accurate  diagnosis  can  be
are  confidential  and  details  may  not 
made  for  the  medical  certificate.  If 
be  given  to  students.  They  should
preparation  for  the  examination  is
be  completed  and  returned  to  the
impaired,  see  a    registered  medical
Examinations Office by the dates shown 
doctor within the fortnight before the
below, so that recommendations can be
examination.
considered by the Senate and students
2  Compassionate  consideration  (other 
can  be  advised  in  time  to  complete
exceptional circumstances)
selection  and  enrolment  processes  for
the next semester.
Students
should
complete
the
application form and see a counsellor at
Grades  recommended  as  a  result  of  an 
the University Health and Counselling
application  should  not  be  submitted  in 
Service on the day of the examination,
the normal return of results process.
so  that  the  counsellor  can  assess  the
circumstances.  If  preparation  for
Deadline dates for academic 
the  examination  is  impaired,  see  a
recommendation forms
counsellor  within  the  fortnight  before
  Summer School 
Fri 23 February
the examination.
  Semester 1  
Fri 13 July
3  Application deadlines
  Semester 2  
Fri 30 November
Completed  application  forms  must  be
returned to the University Health and
Forms  should  be  returned  to  the
Counselling  Service  no  later  than  one
Examinations Office as soon as possible, 
week  after  the  examination.  If  more
but no later than these dates.
than  one  examination  is  affected,  the
closing date is one week after the last  Academic 
Requirements 
for 
examination affected. Students must not  Aegrotat 
and  Compassionate 
wait for provisional examination results  Grades
before submitting their application.
1  To  recommend  an  aegrotat  or
Processing Applications
compassionate  grade,  the  Academic
Head must be able to certify that:
1  Applications  are  assessed  by  the

1
a)  the  student’s  coursework  in
by the Senate representative, no advice
the  course  was  well  above  the
is required.
minimum pass standard
Reconsideration
and
A  candidate  may  make  an  application  in
b)  for  a  student  who  sat  the  writing for reconsideration to the Director,
examination,  the  mark  attained  Student  Administration,  following  the
in  the  examination  was  lower  decision of the Senate. An application must
than expected taking into account  be made within four weeks of receiving notice
the  student’s  coursework  in  the  of  the  decision  and  must  contain  further
course.
evidence to support the application.
and
Reconsideration  of  medical  evidence  may
c)  the student is clearly worthy of a  be  referred  to  an  independent  medical
pass in the paper.
referee.
2  If  a  recommendation  is  required  for  Performance
a  course  with  no  coursework,  the
Academic Head may take into account  Performance and Clinical Examinations do
the  coursework  and  examination  not  qualify  for  aegrotat  or  compassionate
performance  in  any  other  courses  for  considerations.    Students  who,  because  of
the same degree (where this is available  temporary  illness  or  injury  or  exceptional
to them).
circumstances  beyond  their  control,  are
unable to sit their examination on the date
3  Instead  of  recommending  an  aegrotat  scheduled,  may  apply  to  the  Academic
or compassionate grade, the Academic  Head  or  Programme  Co-ordinator  for
Head may recommend that the student  deferment of that examination.
take  another  examination  which
may  be  oral  or  written.  Exceptional  The  Academic  Head  or  Programme  Co-
circumstances  must  apply,  and  these  ordinator  may  grant  a  deferment  for  a
should  be  specified  on  the  academic  period which should not extend beyond 01
recommendation  form,  together  with  March of the following year. In exceptional
the reasons for the recommendation.
circumstances,  approval  may  be  given
by  the  Dean  on  recommendation  from
4  All  recommendations  are  referred  to  the  Academic  Head  or  Programme  Co-
the  Senate  representative  who  also  ordinator, to extend this period. If, at this
takes  into  account  the  medical  and  time,  the  student  is  unable  to  undertake
counselling advisers’ assessment of the  the examination, a fail grade of “Did Not
evidence,  and  may  take  into  account  Sit” should be recorded.
the  student’s  work  in  other  courses
before  making  a  final  decision  and  Written Tests
awarding  a  grade  (which  may  differ  A  modified  version  of  the  examination 
from that recommended).
procedures for aegrotat and compassionate
5  No more than one third of the total point  consideration applies to written tests which
value  credited  to  a  degree  or  diploma  count towards the final result for a course.
may  be  awarded  with  an  aegrotat  or  1  Students  who  have  been  prevented
compassionate grade.
from sitting a test or who consider that
Note: Applies to qualifications in which 
their  performance  in  a  test  has  been
a student first enrolled in 2007 or later.
seriously impaired, by temporary illness
Notification of Result
or injury or exceptional circumstances
beyond  their  control,  should  contact
1  Students  will  be  advised  in  writing  of
the Examinations Office or the Health 
the  result  of  their  application  in  all
and Counselling Service for application
cases,  whether  or  not  an  aegrotat  or
forms and advice.
compassionate grade is approved.
2  Students should be encouraged to sit the
2  Departments will be advised only in those
test if at all possible. Medical or other
cases  where  the  Senate  representative
evidence  must  be  sufficient  to  make 
approves  a  different  grade  to  that
it  clear  that  the  student  was  unable
recommended  by  the  department,  or
to attend or the test performance was
the application is declined. Where the
seriously impaired.
academic recommendation is approved

1
3  Students must submit the application
approving  one  of  the  options  set  out
form and evidence within 7 days after
on the form. These are specified in the 
the date of the test.
Examination Regulations as permission
4  Applications  are  assessed  by  the
to:
medical  or  counselling  advisers  to  the
a  sit another written test
University  who  consider  the  evidence
or
and certify whether or not it supports
the application.
b  receive  a  mark  for  the  test  based
If the evidence is in order, the application
on the average of marks awarded
form  is  sent  to  the  appropriate
for other coursework
Academic Head. This does not include
or
the assessed medical or other evidence,
c
take a viva voce examination
which is held by the University Health
or
and Counselling Service.
If  the  evidence  is  not  in  order,  the
d  have  the  percentage  of  marks
Examinations  Office  will  notify  the 
allocated to the test reallocated to
student, and send a copy of the letter
the examination.
to the appropriate Academic Head.
The  options  on  the  form  include  no
change, which may be appropriate for
5  The  Academic  Head  considers  the
a student who sits the test but obtains
application  by  taking  into  account
a mark in line with other coursework.
the  medical  and  counselling  advisers’
assessment  of  the  evidence,  and  6  The  student  should  be  advised  of  the
decision within 21 days of the test.
missed examinations
The  regulations  are  set  out  in  the
them  to  sit  the  examination  without
Examination  Regulations  of  the  2007 
any  undertaking  or  commitment  that
Calendar.
the  script  will  be  marked,  i.e.  Senate
1  A student who misses an examination
will  decide  at  a  later  date  whether  or
by arriving at the wrong time (either too
not the script is to be accepted.
late  for  admission  to  the  examination  3  All  other  students  should  go  to  the
room, or for the wrong session) cannot
Examinations  Office  and  complete 
sit  that  examination  at  another  time,
an  application  for  Special  Pass
unless  it  is  for  a  Masters,  Bachelors
consideration, which is then forwarded
Honours  degree  or  Postgraduate
to the appropriate Academic Head who
Diploma, or Postgraduate Certificate.
is  asked  to  provide  coursework  marks
2  Students  enrolled  for  a  Masters,
and to make a recommendation.
Bachelors  Honours,  Postgraduate  4  The  recommendation  is  referred  to
Certificate or Diploma or Postgraduate 
the  Senate  representative  who  has
Certificate.  who  arrive  at  the  wrong
discretionary powers to approve a pass
time  must  go  immediately  to  the
if the student is of at least B+ calibre
Examinations Office where, if possible, 
in  the  course,  or  in  that  subject,  or  a
special arrangements will be made for
particular element of hardship exists.
announCement and PuBliCation
Results  are  confidential  until  released  by  result  has  been  confirmed  by  mail,  the 
the  University.  Provisional  and  confirmed  department must advise both the student
results are available on-line. Result notices  and the Examinations Office in writing.
are  not  mailed  unless  requested  by  students.  
Requests can be made on-line at enrolment or  Masters
during the academic year.
Each student’s result notification will show 
Where a grade has been lowered after the  the individual grades for courses and thesis,
the overall grade and the class of honours.

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Bachelors Honours, Postgraduate 
Diplomas 
and 
Postgraduate 
Certificates
Result notification will show the individual 
grades  for  the  courses  and  the  class  of
Honours,  Distinction  or  Merit  where
applicable.
reCount of marks
By making application not later than seven  rechecking  of  the  marks  recorded  by  the
weeks  after  the  last  day  of  the  examination  examiner  and  ensures  that  no  answer
period, any student sitting an examination  or  any  portion  of  an  answer  submitted
may  have  the  marks  awarded  for  their  by  a  student  has  been  overlooked.  No
script recounted.
information  pertaining  to  the  application
The  fee  for  such  a  recount  shall  be  as  will be placed before the examiner.
prescribed in the Fees Regulations.
Students may apply for a recount of marks
A  recount  of  marks  covers  a  careful  for written examination papers only.
availaBility of examination sCriPts
By  making  application  during  the  three
Office  of  the  amended  grade  stating 
month  period  from  the  date  of  the
the reason for the change. The student
examination  a  student  may  apply  for  a
will then be advised and forwarded an
photocopy of his or her final examination 
amended results notice.
script(s)  provided  the  result  for  that  4  Students  are  not  permitted  to  seek  a
examination has been officially returned to 
remarking of the script. If it has been
the Examinations Office and entered on the 
fully marked, the examiner’s judgement
student’s record.
must  stand.  If  a  student  seeks  advice
2  Applications  will  be  received  through
in  respect  of  the  script,    that  advice
the  ClockTower  Student  Information
must not cover detailed discussion with
Centre and the application forms will be
the  examiners  of  particular  answers.
forwarded to the department concerned
Broad  guidance  may,  however,  be
for processing.
given  on  the  general  thrust  of  the
3  If it is found that a question or section
script or on examination technique by
has not been marked, or there are other
the Academic Head or by an examiner
errors of a similar nature, the Academic
specified by the Academic Head.
Head should notify the Examinations
storaGe and disPosal of examination material
Examiners may keep the scripts for written  in  Fine  Arts,  Testimonials  of  Study  need
examinations  only  for  the  minimum  time  not be so preserved. In the case of a Masters
required for marking. They must then hand  student,  scripts  should  be  retained  until
the scripts over to the department/faculty  six  months  after  the  assessment  has  been
where  they  shall  be  retained  in  secure  completed  for  any  thesis,  dissertation,  or
storage until at least four months after the  research project required.
examinations. In the case of examinations

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examiners’ rePorts - theses
Examiners’ reports, such as those used to  students  will  often  be  anxious  to  find  out 
grade  doctoral  and  masters’  theses,  are  the reasons for the thesis grade and in those
supplied to the University by the examiners  circumstances a request for information will
on  a  confidential  basis.  The  University  be considered on a case by case basis. Upon
promises  examiners  that,  subject  to  request by a student, the relevant Academic
the  provisions  of  the  Privacy  Act  1993,  Head  or  his  or  her  nominee  will  prepare
their  identity  and  reports  will  be  held  in  on  behalf  of  the  University  and  provide
confidence. 
to  the  student  a  statement  of  reasons  for
It  is  necessary,  amongst  other  reasons,  to  the decisions. If all the examiners and the
keep this information confidential to:
assessor agree to waive the confidentiality 
of their reports, the University will consider
1  Encourage  the  frank  expression  of  releasing  the  examiners’  reports,  with,  or
views amongst examiners.
without,  deletions.  As  the  assessment  is  a
2  Enhance academic freedom.
collective decision of the examiners and the
3  Encourage  appropriately  qualified  University, the University reports will not
persons  to  act  as  examiners,  as  some  normally be released if, for example, not all
persons have indicated an unwillingness  the examiners have waived the promise of
to  act  as  examiners  if  the  reports  are  confidentiality. 
not kept confidential.
Examiners’ 
reports 
and/or 
grade 
4  Avoid  presenting  a  misleading,  recommendations  should  not  be  discussed 
inaccurate or incomplete picture where,  with  students  until  the  examination  process 
for example, the views of one examiner  is completed.  Students may be provided with 
do not reflect the collective assessment  examiners’  and  assessors’  reports  only  if  all 
of all the examiners.
examiners and assessors have waived the right 
The  University  recognises,  however,  that  to confidentiality as set out above.
 

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